DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• W•••••• R••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6953734

Feed of 09/14/2026

Also filed as M••• W R••••

At current firm

0 y

since Jul 14, 2026

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 14, 2026 · Scottsdale, Az
F•••• P••••••• W•••••• L•• independent RIA
Jan 6, 2026 to Apr 23, 2026 · Scottsdale, Az
N••••••••• A•••• M••••••••• L•• independent RIA
Jan 27, 2025 to Mar 20, 2026 · Scottsdale, Az
N••••••••• A•••• M••••••••• L•• independent RIA
Aug 1, 2024 to Dec 31, 2024 · Scottsdale, Az
T•• W••••• M••••••••• former
Jul 28, 2021 to Jul 1, 2024 · Scottsdale, Az
T•• F••••• O••••• P••••••• independent RIA
Oct 1, 2019 to Jun 22, 2021 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

F•••• P••••••• W•••••• L•• to V••••••• A•••••••• I•••
left Apr 23, 2026, registered Jul 14, 2026 (82 days) · RIA to affiliated broker-dealer or bank
N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 20, 2026, registered Jan 6, 2026 (-73 days) · corporate re-registration, not a move
T•• W••••• M••••••••• to N••••••••• A•••• M••••••••• L••
left Jul 1, 2024, registered Aug 1, 2024 (31 days) · RIA to RIA · moved with a team
T•• F••••• O••••• P••••••• to T•• W••••• M•••••••••
left Jun 22, 2021, registered Jul 28, 2021 (36 days) · RIA to RIA

Signals

M••• W•••••• R•••• left F•••• P••••••• W•••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-14)
Apr 23, 2026 · Advisor changed firm · fact
M••• W•••••• R•••• left T•• W••••• M••••••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-08-01)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address