DFX Intelligence

H•••• D••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

H•••• D••••••• K•••••

Advisor at R••••••••• C••••••••• G••••

WEST DES MOINES, IA | DUBUQUE, IA

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Search this name across graphsid dfx:ria:9622bb36-be2d-3f29-ccd8-4f09c0cb2a45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 12, 1989 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C••••••••• G••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C••••••••• G••••	Mixed wealth	Jul 2, 2019	n/a	yes	WEST DES MOINES, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 1999	n/a	yes	WEST DES MOINES, IA\|DUBUQUE, IA	Current employment

Relationships

Registered with (2)

→ R••••••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 2, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 1999 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9622bb36-be2d-3f29-ccd8-4f09c0cb2a45
First observed: Dec 12, 1989
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.