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R••••••••• C••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

R••••••••• C••••••••• G••••

R•••••••••, LLC, CRD 300925

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:410a4957-b807-bb66-a021-d23414ce150d

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 1
Observed: May 17, 2019 to Mar 27, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••••• C••••••••• G••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.0 institutional_share=0.62 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $561MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $221M
Private client RAUM: $213MderivedItem 5.D individuals plus high net worth individuals
Private client share: 38%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H•••• D••••••• K•••••	n/a	WEST DES MOINES, IA \| DUBUQUE, IA	27	36	n/a	yes
B•••• R•• O•••••	n/a	DUBUQUE, IA \| WEST DES MOINES, IA \| Duuque, IA	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• C••••• F••••••	Member	C	yes	12/2018	May 17, 2019	Jul 30, 2024
D••••• D•••• M••••••	MANAGING MEMBER	C	yes	02/2019	May 17, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••••• I••••••••• L••	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST DES MOINES	Ia	United States	2	yes
Dubuque	Ia	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$561M	$659M	-14.8%	$505M	3.6%	5	4	3	3

Relationships

Registered with (5)

← T•••••• J••••• O•••••••••Advisorregistration: current employment
Apr 9, 2025 to presentfactForm ADV
← K••• L••••••Advisorregistration: current employment
Aug 31, 2022 to presentfactForm ADV
← H•••• D••••••• K•••••Advisorregistration: current employment
Jul 2, 2019 to presentfactForm ADV
← B•••• R•• O•••••

Dated events

Occurred
Dec 4, 2022
Control person left
June Denise Brochu (Chief Compliance Officer) no longer on Schedule A of R••••••••• C••••••••• G•••• (listed 2022-11-04, absent 2022-12-04)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2022
Control person left
Elizabeth Courtnie Nein (Member) no longer on Schedule A of R••••••••• C••••••••• G•••• (listed 2021-04-15, absent 2022-03-10)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2021
Control person joined
June Denise Brochu (Chief Compliance Officer) appeared on Schedule A of R••••••••• C••••••••• G••••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:410a4957-b807-bb66-a021-d23414ce150d
First observed: May 17, 2019
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.