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Advisor at ARBOR WEALTH MANAGEMENT
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARBOR WEALTH MANAGEMENT | State registered | Jan 8, 2020 | n/a | yes | WALNUT CREEK, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 8, 2019 | Dec 26, 2019 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | ARBOR WEALTH MANAGEMENT | Dec 26, 2019 | Jan 8, 2020 | 13 | Firm change | Ibd to state RIA |