DFX Intelligence

C••• B••••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)18 years in industry

C••• B••••••• F•••••••

Advisor at N•••••• F•••••••• G••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:962e0eed-a221-a1d1-fb61-fc60aa6bcdf9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• F•••••••• G••••• I•••	Independent wealth	Oct 3, 2025	n/a	yes	CEDAR RAPIDS, IA\|Berwyn, PA\|Doylestown, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 21, 2016	Oct 15, 2025	no	BERWYN, PA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•••••• F•••••••• G••••• I•••	Oct 15, 2025	Oct 3, 2025	-12	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Oct 21, 2016	Oct 21, 2016

Team moves

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Team	Left	Joined	From	Kind
11025:44181:PA:2025-10-10	Oct 15, 2025	Oct 3, 2025	BERWYN, PA	Firm change
19616:11025:PA:2016-10-21	Oct 21, 2016	Oct 21, 2016	CHESTERBROOK, PA	Firm change

Relationships

Registered with (3)

→ N•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 21, 2016 to Oct 15, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 29, 2008 to Oct 21, 2016factForm ADV

Dated events

Occurred
Oct 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:962e0eed-a221-a1d1-fb61-fc60aa6bcdf9
First observed: Apr 29, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.