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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)36 years in industry

JOHN JOSEPH PARRILLO

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA | ESCONDIDO, CA

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Search this name across graphsid dfx:ria:96324eaf-b421-106a-c4d7-e836550c1177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Apr 19, 1993
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2107909

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	SAN DIEGO, CA\|ESCONDIDO, CA	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Apr 27, 2012	Nov 12, 2020	no	SAN DIEGO, CA\|BRADLEY BEACH, NJ	Previous registration
ADVANCED WEALTH PLANNING	n/a	Mar 28, 2011	Aug 10, 2011	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Mar 15, 2011	Jul 2, 2012	no	SAN DIEGO, CA\|BALA CYNWOOD, PA\|SAN DIEGO, CA\|SAN DIEGO, CA\|BRADLEY BEACH, NJ	Previous registration
LUCIA CAPITAL GROUP	Former SEC adviser	Apr 15, 2010	Mar 16, 2011	no	SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Mar 17, 2006	Nov 10, 2010	no	SAN DIEGO, CA\|JACKSON, NJ	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	May 12, 2004	Jun 6, 2006	no	JACKSON, NJ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 31, 2002	Aug 24, 2007	no	JACKSON, NJ	Previous registration
IFMG SECURITIES, INC.	n/a	Jul 9, 2002	Jul 31, 2002	no	TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	ADVANCED WEALTH PLANNING	Jul 2, 2012	Mar 28, 2011	-462	Firm change after gap	Other
ADVANCED WEALTH PLANNING	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 10, 2011	Apr 27, 2012	261	Firm change	Other
LUCIA CAPITAL GROUP	FIRST ALLIED SECURITIES, INC.	Mar 16, 2011	Mar 15, 2011	-1	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	LUCIA CAPITAL GROUP	Nov 10, 2010	Apr 15, 2010	-209	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	RJL FINANCIAL NETWORK, L.L.C.	Aug 24, 2007	May 12, 2004	-1,199	Firm change after gap	Other
RJL FINANCIAL NETWORK, L.L.C.	RAYMOND J. LUCIA COMPANIES, INC.	Jun 6, 2006	Mar 17, 2006	-81	Firm change after gap	Other
IFMG SECURITIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Jul 31, 2002	Jul 31, 2002	0	Firm change	Other

Relationships

Registered with (9)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 27, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Mar 15, 2011 to Jul 2, 2012factForm ADV
→ ADVANCED WEALTH PLANNINGRegistered adviserregistration: previous registration
Mar 28, 2011 to Aug 10, 2011factForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Apr 15, 2010 to Mar 16, 2011factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Mar 17, 2006 to Nov 10, 2010factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 31, 2002 to Aug 24, 2007factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
May 12, 2004 to Jun 6, 2006factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Jul 31, 2002factForm ADV

Dated events

No dated event names this entity yet.