DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Joseph Parrillo

Cetera Investment Advisers LLCBD affiliatedSan Diego, Ca dual registrantIAPD 2107909

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

5 y

since Nov 12, 2020

In the industry

36 y

since Sep 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Nov 12, 2020 · San Diego, Ca
First Allied Advisory Services, Inc. former
Apr 27, 2012 to Nov 12, 2020 · San Diego, Ca
Advanced Wealth Planning unclassified
Mar 28, 2011 to Aug 10, 2011 · San Diego, Ca
First Allied Securities, Inc. former
Mar 15, 2011 to Jul 2, 2012 · San Diego, Ca
Lucia Capital Group former
Apr 15, 2010 to Mar 16, 2011 · San Diego, Ca
Raymond J. Lucia Companies, Inc. unclassified
Mar 17, 2006 to Nov 10, 2010 · San Diego, Ca
Rjl Financial Network, L.L.C. unclassified
May 12, 2004 to Jun 6, 2006 · Jackson, Nj
Securities America Advisors, Inc. former
Jul 31, 2002 to Aug 24, 2007 · Jackson, Nj
Ifmg Securities, Inc. unclassified
Jul 9, 2002 to Jul 31, 2002 · Toms River, Nj

Moves

a registration end followed by a registration begin elsewhere

First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
First Allied Securities, Inc. to Advanced Wealth Planning
left Jul 2, 2012, registered Mar 28, 2011 (-462 days) · Other
Advanced Wealth Planning to First Allied Advisory Services, Inc.
left Aug 10, 2011, registered Apr 27, 2012 (261 days) · Other
Lucia Capital Group to First Allied Securities, Inc.
left Mar 16, 2011, registered Mar 15, 2011 (-1 days) · Other
Raymond J. Lucia Companies, Inc. to Lucia Capital Group
left Nov 10, 2010, registered Apr 15, 2010 (-209 days) · Other
Securities America Advisors, Inc. to Rjl Financial Network, L.L.C.
left Aug 24, 2007, registered May 12, 2004 (-1199 days) · Other
Rjl Financial Network, L.L.C. to Raymond J. Lucia Companies, Inc.
left Jun 6, 2006, registered Mar 17, 2006 (-81 days) · Other
Ifmg Securities, Inc. to Securities America Advisors, Inc.
left Jul 31, 2002, registered Jul 31, 2002 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address