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CRD 108178
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ADVANTAGE ADVISERS GLOBAL GROWTH, LTD | Hedge Fund | $138M | Jun 24, 2024 | 176 | Jan 19, 2012 | reported | 021-57132 |
| ADVANTAGE ADVISERS CATALYST INTERNATIONAL, LTD. | Hedge Fund | $11.0M | Apr 24, 2013 | 12 | Jan 19, 2012 | dropped | 021-129298 |
| ADVANTAGE ADVISERS WHISTLER INTERNATIONAL, LTD | Hedge Fund | $438,715 | Apr 24, 2013 | 0 | Jan 19, 2012 | dropped | 021-57267 |
| WHISTLER INTERNATIONAL LIQUIDATING SPV, LTD. | Hedge Fund | $80,648 | Nov 12, 2015 | 39 | Apr 24, 2013 | dropped | 021-57267 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E.A. VINER INTERNATIONAL CO. | SOLE SHAREHOLDER | E | yes | 10/1986 | Jan 19, 2012 | Jun 24, 2024 |
| Kaback, Deborah | CHIEF LEGAL OFFICER | Na | yes | 06/2003 | Jan 19, 2012 | Jun 24, 2024 |
| MCKIGNEY, BRYAN, EDWARD | CHIEF OPERATING OFFICER, PRESIDENT | Na | yes | 06/2003 | Jan 19, 2012 | Jun 24, 2024 |
| MCNAMARA, DENNIS, PATRICK | Secretary | Na | yes | 01/2003 | Jan 19, 2012 | Jun 24, 2024 |
| OPPENHEIMER ASSET MANAGEMENT | MANAGING MEMBER | E | yes | 06/2003 | Jan 19, 2012 | Jun 24, 2024 |
| OPPENHEIMER HOLDINGS INC. | SOLE SHAREHOLDER | E | yes | 10/1983 | Jan 19, 2012 | Jun 24, 2024 |
| MONTGOMERY, MICHAELLE, DARIA | CHIEF COMPLIANCE OFFICER | Na | no | 03/2019 | Mar 15, 2019 | Jun 24, 2024 |
| SIEGEL, DOUGLAS, THORNLEY | GLOBAL COMPLIANCE OFFICER | Na | no | 02/2016 | Jun 21, 2017 | Jun 24, 2024 |
| Watkins, Brad, Michael | SENIOR VICE PRESIDENT - CFO | Na | no | 08/2022 | Sep 7, 2022 | Jun 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | n/a | Bd affiliated wealth | $37B | N | yes | n/a |
| OPPENHEIMER ASSET MANAGEMENT INC. | n/a | Bd affiliated wealth | $21B | Y | yes | n/a |
| OPPENHEIMER INVESTMENT MANAGEMENT LLC | n/a | Other adviser | $929M | N | yes | n/a |
| ADVANTAGE ADVISERS MANAGEMENT, LLC | n/a | Asset manager | $469M | N | yes | n/a |
| OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $178M | N | yes | n/a |
| FREEDOM INVESTMENTS, INC. | n/a | n/a | n/a | N | yes | n/a |
| OPCO ACTIVIST LLC | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMER EUROPE LTD | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMER INVESTMENTS ASIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMER ISRAEL (OPCO) LTD | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMER LIFE AGENCY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMER TRUST COMPANY INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $4.9B | $4.9B | 18 | 4 | 0 | 1 | n/a |
| 2024 | Mar 28, 2025 | $2.6B | $2.6B | 18 | 4 | 0 | 1 | n/a |
| 2023 | Mar 26, 2024 | $2.3B | $2.3B | 18 | 4 | 0 | 1 | $138M |
| 2022 | Mar 27, 2023 | $3.0B | $3.0B | 18 | 4 | 0 | 1 | $170M |
| 2021 | Mar 14, 2022 | $3.6B | $3.6B | 18 | 4 | 0 | 1 | $199M |
| 2020 | Mar 29, 2021 | $5.9B | $5.9B | 18 | 4 | 0 | 1 | $334M |
| 2019 | Feb 27, 2020 | $3.6B | $3.6B | 18 | 4 | 0 | 1 | $207M |
| 2018 | Mar 15, 2019 | $2.5B | $2.5B | 15 | 5 | 1 | 1 | $134M |
| 2017 | Mar 16, 2018 | $2.5B | $2.5B | 0 | 0 | 1 | 1 | $134M |
| 2016 | Mar 22, 2017 | $1.9B | $1.9B | 0 | 0 | n/a | 1 | $113M |
| 2015 | Mar 22, 2016 | $2.1B | $2.1B | 0 | 0 | n/a | 1 | $92.4M |
| 2014 | Mar 25, 2015 | $1.5B | $1.5B | 0 | 0 | n/a | 2 | $145M |
| 2013 | Mar 27, 2014 | $2.7B | $2.7B | 0 | 0 | n/a | 2 | $190M |
| 2012 | Mar 20, 2013 | $1.5B | $1.5B | 0 | 0 | n/a | 2 | $106M |
| 2011 | Mar 19, 2012 | $1.9B | $1.9B | n/a | 0 | n/a | 3 | $195M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.9B | $2.6B | 86.8% | $3.0B | 17.5% | 18 | 18 | 0 | 0 |