DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advantage Advisers Multi-Manager, L.L.C.
Latest filing May 1, 2026
First filing on the tape Jan 19, 2012 · 35 filings
SEC status approved since Dec 1, 1999
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$4.9B as of May 1, 2026
Mar 19, 2012$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Mar 19, 20120 then
Employees (5.A)18 as of May 1, 2026
Mar 20, 20130 then
Private funds1 as of May 1, 2026
Mar 19, 20123 then
RAUM +87% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +87%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $286M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$4.6B94%
- Pooled investment vehicles$286M5.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $286M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Advantage Advisers Global Growth, Ltd | Hedge Fund | $138M | 176 | Jan 19, 2012 |
| Advantage Advisers Catalyst International, Ltd.no longer reported | Hedge Fund | $11.0M | 12 | Jan 19, 2012 |
| Advantage Advisers Whistler International, Ltdno longer reported | Hedge Fund | $438,715 | 0 | Jan 19, 2012 |
| Whistler International Liquidating Spv, Ltd.no longer reported | Hedge Fund | $80,648 | 39 | Apr 24, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Deborah Kaback · Chief Legal Officercontrolsince 06/2003 · owns less than 5%
- Edward Bryan Mckigney · Chief Operating Officer, Presidentcontrolsince 06/2003 · owns less than 5%
- Patrick Dennis Mcnamara · Secretarycontrolsince 01/2003 · owns less than 5%
- Daria Michaelle Montgomery · Chief Compliance Officersince 03/2019 · owns less than 5%
- Thornley Douglas Siegel · Global Compliance Officersince 02/2016 · owns less than 5%
- Michael Brad Watkins · Senior Vice President - Cfosince 08/2022 · owns less than 5%
Entity owners
- Oppenheimer Asset Management · Managing Memberdirect · owns 75% or more
- E.A. Viner International Co. · Sole Shareholderindirect · owns 75% or more of Oppenheimer Asset Management
- Oppenheimer Holdings Inc. · Sole Shareholderindirect · owns 75% or more of E.A. Viner International Co. · public reporting company
Related persons
Schedule D 7.A
- Advantage Advisers Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $469M
- Freedom Investments, Inc.broker-dealern
- Opco Activist LLCbankpooled vehicle sponsorn
- Oppenheimer & Co. Inc.broker-dealerinvestment adviserpooled vehicle sponsorLP sponsornRAUM $37B
- Oppenheimer Alternative Investment Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $178M
- Oppenheimer Asset Managementinvestment adviseryRAUM $21B
- Oppenheimer Europe Ltdbroker-dealern
- Oppenheimer Investment Management LLCinvestment advisernRAUM $929M
- Oppenheimer Investments Asia Limitedbroker-dealern
- Oppenheimer Israel (Opco) Ltdbroker-dealern
- Oppenheimer Life Agency, Ltd.real estaten
- Oppenheimer Trust Company Inc.n
Advisers that list Advantage Advisers Multi-Manager, L.L.C. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $2,629,983,071 to $4,912,590,790 (+87.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Assets in custody · $163M to $286MOct 16, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.6B to $4.9BOct 16, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $163M to $286MOct 16, 2025 to Mar 27, 2026
- RAUM · $2.6B to $4.9BOct 16, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 14, 2025 to Oct 16, 2025
- Assets in custody · $138M to $163MJun 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.3B to $2.6BJun 24, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $138M to $163MJun 24, 2024 to Mar 28, 2025
- RAUM · $2.3B to $2.6BJun 24, 2024 to Mar 28, 2025
- Assets in custody · $169M to $138MMay 5, 2023 to Mar 26, 2024
- Discretionary RAUM · $3.0B to $2.3BMay 5, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $169M to $138MMay 5, 2023 to Mar 26, 2024
- RAUM · $3.0B to $2.3BMay 5, 2023 to Mar 26, 2024
- Assets in custody · $170M to $169MMar 27, 2023 to May 3, 2023
- Discretionary RAUM · $3.0B to $3.0BMar 27, 2023 to May 3, 2023
- Pooled vehicle RAUM · $170M to $169MMar 27, 2023 to May 3, 2023
- RAUM · $3.0B to $3.0BMar 27, 2023 to May 3, 2023
- Assets in custody · $199M to $170MSep 7, 2022 to Mar 27, 2023
- Discretionary RAUM · $3.6B to $3.0BSep 7, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $199M to $170MSep 7, 2022 to Mar 27, 2023
- RAUM · $3.6B to $3.0BSep 7, 2022 to Mar 27, 2023
- Assets in custody · $334M to $199MMar 29, 2021 to Mar 14, 2022
- Discretionary RAUM · $5.9B to $3.6BMar 29, 2021 to Mar 14, 2022
- Pooled vehicle RAUM · $334M to $199MMar 29, 2021 to Mar 14, 2022
- RAUM · $5.9B to $3.6BMar 29, 2021 to Mar 14, 2022
- Assets in custody · $207M to $334MFeb 27, 2020 to Mar 25, 2021
- Discretionary RAUM · $3.6B to $5.9BFeb 27, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $207M to $334MFeb 27, 2020 to Mar 25, 2021
- RAUM · $3.6B to $5.9BFeb 27, 2020 to Mar 25, 2021
- Advisory employees · 5 to 4Mar 21, 2019 to Feb 27, 2020
- Assets in custody · $134M to $207MMar 21, 2019 to Feb 27, 2020
- Employees · 15 to 18Mar 21, 2019 to Feb 27, 2020
- Other offices · 1 to 0Mar 21, 2019 to Feb 27, 2020
- Discretionary RAUM · $2.5B to $3.6BMar 21, 2019 to Feb 27, 2020
- Pooled vehicle RAUM · $139M to $207MMar 21, 2019 to Feb 27, 2020
- RAUM · $2.5B to $3.6BMar 21, 2019 to Feb 27, 2020
- Advisory employees · 0 to 5Mar 16, 2018 to Mar 15, 2019
- Employees · 0 to 15Mar 16, 2018 to Mar 15, 2019
- Discretionary RAUM · $2.5B to $2.5BMar 16, 2018 to Mar 15, 2019
- Pooled vehicle RAUM · $134M to $139MMar 16, 2018 to Mar 15, 2019
Signals
10 dated events
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $4.9B, up 87% from $2.6B (2025-10-16 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $2.3B, down 26% from $3.0B (2023-05-05 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Frank Salvatore Agosta (Acting Cfo) no longer on Schedule A of Advantage Advisers Multi-Manager, L.L.C. (listed 2022-03-14, absent 2022-09-07)Sep 7, 2022 · Control person left · inference
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $3.6B, down 39% from $5.9B (2021-03-29 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- Frank Salvatore Agosta (Acting Cfo) appeared on Schedule A of Advantage Advisers Multi-Manager, L.L.C.Mar 14, 2022 · Control person joined · fact
- Joseph Jeffrey Alfano (Cfo) no longer on Schedule A of Advantage Advisers Multi-Manager, L.L.C. (listed 2021-03-29, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $5.9B, up 65% from $3.6B (2020-02-27 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $3.6B, up 47% from $2.5B (2019-03-21 to 2020-02-27)Feb 27, 2020 · RAUM change · derived
- Andrew James Capezzuto (Cco) no longer on Schedule A of Advantage Advisers Multi-Manager, L.L.C. (listed 2018-03-16, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
- Advantage Advisers Multi-Manager, L.L.C. reported RAUM $2.5B, up 32% from $1.9B (2017-06-22 to 2018-03-16)Mar 16, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-667-4225reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026