DFX Intelligence

M•••••• R••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist|Chartered Financial Analystdual registered (broker-dealer)19 years in industry

M•••••• R••••••• L•••••

Advisor at T•• S•••••••• F•••••••• A•••••••

MYRTLE BEACH, SC | ATLANTA, GA

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Search this name across graphsid dfx:ria:964bb3a3-60aa-a116-8dad-317b48142367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• S•••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A•••••••	Independent wealth	Sep 22, 2017	n/a	yes	MYRTLE BEACH, SC	Current employment
T•• S•••••••• F•••••••• A•••••••	Bd affiliated wealth	Jul 23, 2014	n/a	yes	MYRTLE BEACH, SC\|ATLANTA, GA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• A•••••••• L••	T•• S•••••••• F•••••••• A•••••••	Aug 1, 2014	Jul 23, 2014	-9	Firm change	Other
A••••••••• I••••••••• A•••••••• L••	C•••••• C•••••• A•••••••• L••	Mar 25, 2013	Mar 26, 2013

Relationships

Registered with (5)

→ C••••••• W••••• A•••••••Registered adviserregistration: current employment
Sep 22, 2017 to presentfactForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jul 23, 2014 to presentfactForm ADV
→ C•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2013 to Aug 1, 2014factForm ADV
→ A••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:964bb3a3-60aa-a116-8dad-317b48142367
First observed: Jan 22, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.