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Advisor at ATLAS LEGACY ADVISORS LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SENECA PRIVATE WEALTH, LLC | Independent wealth | Jan 15, 2025 | n/a | yes | LOS ANGELES, CA | Current employment |
| ATLAS LEGACY ADVISORS LLC | Independent wealth | Jun 4, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 5, 2019 | Jun 10, 2024 | no | LOS ANGELES, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 17, 2016 | Jun 13, 2019 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ATLAS LEGACY ADVISORS LLC | Jun 10, 2024 | Jun 4, 2024 | -6 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jun 13, 2019 | Jun 5, 2019 | -8 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:329888:CA:2024-06-07 | Jun 10, 2024 | Jun 4, 2024 | LOS ANGELES, CA | Firm change |