RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• G•••••• M••••••
- S••••• P•••••• W•••••• L•• independent RIA currentsince Jan 15, 2025 · Los Angeles, Ca
- A•••• L••••• A••••••• L•• independent RIA currentsince Jun 4, 2024 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseJun 5, 2019 to Jun 10, 2024 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseJun 17, 2016 to Jun 13, 2019 · Los Angeles, Ca
- W•••• F•••• A••••••• to A•••• L••••• A••••••• L••left Jun 10, 2024, registered Jun 4, 2024 (-6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 13, 2019, registered Jun 5, 2019 (-8 days) · Wirehouse to wirehouse
- B•••• G•••••• M•••••• left W•••• F•••• A••••••• for A•••• L••••• A••••••• L•• (registered 2024-06-04)Jun 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address