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Advisor at LAZARI CAPITAL MANAGEMENT, INC.
BURBANK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAZARI CAPITAL MANAGEMENT, INC. | Independent wealth | Jan 2, 2015 | n/a | yes | BURBANK, CA | Current employment |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Sep 26, 2008 | Dec 31, 2017 | no | FT. LAUDERDALE, FL|WOODLAND HILLS, CA | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Jan 15, 2004 | Jun 22, 2007 | no | WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 24, 2001 | Nov 4, 2003 | no | THOUSAND OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | LAZARI CAPITAL MANAGEMENT, INC. | Dec 31, 2017 | Jan 2, 2015 | -1,094 | Firm change after gap | Other |
| BROOKSTREET SECURITIES CORPORATION | KOVACK ADVISORS, INC. | Jun 22, 2007 | Sep 26, 2008 | 462 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | BROOKSTREET SECURITIES CORPORATION | Nov 4, 2003 | Jan 15, 2004 | 72 | Firm change | Other |