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Advisor at FOUR POINTS ADVISORS, LLC
NEW YORK, NY | Kingston, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUR POINTS ADVISORS, LLC | Independent wealth | Mar 4, 2021 | n/a | yes | NEW YORK, NY|Kingston, NY | Current employment |
| MIRAE ASSET WEALTH MANAGEMENT (USA) INC. | n/a | Mar 31, 2021 | Jan 18, 2022 | no | LOS ANGELES, CA|New York, NY|LOS ANGELES, CA | Previous registration |
| MELIUS RESEARCH | State registered | Mar 11, 2021 | Jun 21, 2021 | no | NEW YORK, NY|Yonkers, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 11, 2008 | May 14, 2009 | no | MT KISCO, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MIRAE ASSET WEALTH MANAGEMENT (USA) INC. | n/a | Jan 18, 2022 | n/a | n/a | Departure no registered destination | Departure |
| MELIUS RESEARCH | MIRAE ASSET WEALTH MANAGEMENT (USA) INC. | Jun 21, 2021 | Mar 31, 2021 | -82 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | FOUR POINTS ADVISORS, LLC | May 14, 2009 | Mar 4, 2021 | 4,312 | Firm change after gap | Other |