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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

FOUR POINTS ADVISORS, LLC

CRD 171720

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c300c3c2-d489-6ae8-ddfa-363747a52b5f

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: May 26, 2020 to Apr 27, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $40.0MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.0M
Private client RAUM: $39.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $3.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 171
Individual clients: 67
High net worth clients: 31
SEC number: 801-118971
CRD: 171720
Filings on the tape: 28
First filed: May 26, 2020
Latest filed: Apr 27, 2026
Organised: Limited Liability Company, DE
Website: 4pointsadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Gene Ryan Murphy	n/a	NEW YORK, NY \| Kingston, NY	5	22	3	yes
ALFRED PATRICK DENIS	n/a	NEW YORK, NY \| Farmingdale, NY	5	30	n/a	yes
KWOK EDDIE CHIU	n/a	NEW YORK, NY \| Flushing, NY	5	29	2	yes
KEVIN WILLIAM FRISZ	n/a	BROOKLYN, NY \| NEW YORK, NY	4	27	1	no
MICHAEL ODONOHUE	n/a	NEW YORK, NY \| VALLEY COTTAGE, NY	3	33	n/a	yes
Wingate Grim	Certified Financial Planner\|Chartered Financial Analyst	Newtown Square, PA \| NEW YORK, NY	2	12	n/a	no
DOUGLAS WAYNE MAGNUSON	n/a	NEW YORK, NY	2	26	n/a	yes
EDWARD J MCCARTHY	n/a	NEW YORK, NY \| CHATHAN, NJ	1	34	n/a	yes
KEITH RICHARD WARD	n/a	NEW YORK, NY \| Cos Cob, CT	1	24	5	yes
DAVID JOSHUA HAWES	n/a	TAMPA, FL \| NEW YORK, NY	0	12	n/a	yes
ERICK PAUL COAN	n/a	NEW YORK, NY \| Palm Beach Gardens, FL	0	32	1	yes
Alexander Sixbey	n/a	New York, NY \| NEW YORK, NY	0	19	6	yes
ANTHONY LAWRENCE PERNA	n/a	NEW YORK, NY \| MILFORD, CT	0	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
5M HOLDINGS, LLC	Member	D	yes	08/2014	May 26, 2020	Sep 25, 2024
MARTINO, MICHAEL, CHRISTOPHER	Member	C	yes	04/2011	May 26, 2020	Sep 25, 2024
Murphy, Gene, Ryan	CEO, CHIEF COMPLIANCE OFFICER	D	yes	11/2014	May 26, 2020	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MHA FINANCIAL CORP	n/a	State registered	$98.0M	N	yes	n/a
FOUR POINTS CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
FOUR POINTS INSURANCE AGENCY LLC	n/a	n/a	n/a	N	yes	n/a
PROSPECT STREET HOLDINGS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 27, 2026	$40.0M	$40.0M	12	11	n/a	n/a
2024	Mar 17, 2025	$37.0M	$36.8M	7	7	n/a	n/a
2023	Feb 14, 2024	$30.6M	$30.2M	6	5	n/a	n/a
2022	Mar 31, 2023	$31.8M	$31.5M	5	3	n/a	n/a
2021	Mar 31, 2022	$41.6M	$41.5M	5	4	n/a	n/a
2020	Mar 31, 2021	$143M	$143M	5	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$40.0M	$37.0M	8.2%	$31.8M	8.0%	12	7	0	0

Relationships

Registered with (14)

← ANTHONY LAWRENCE PERNAAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← KEVIN WILLIAM FRISZAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Alexander SixbeyAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← ERICK PAUL COANAdvisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← DAVID JOSHUA HAWESAdvisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← KEITH RICHARD WARDAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← EDWARD J MCCARTHYAdvisorregistration: current employment
Mar 17, 2025 to presentfactForm ADV
← DOUGLAS WAYNE MAGNUSONAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Wingate GrimAdvisorregistration: current employment
Feb 15, 2024 to presentfactForm ADV
← MICHAEL ODONOHUEAdvisorregistration: current employment
Sep 28, 2022 to presentfactForm ADV
← KWOK EDDIE CHIUAdvisorregistration: current employment
May 3, 2021 to presentfactForm ADV
← ALFRED PATRICK DENISAdvisorregistration: current employment
May 1, 2021 to presentfactForm ADV
← Gene Ryan MurphyAdvisorregistration: current employment
Mar 4, 2021 to presentfactForm ADV
← Stuart James AshwoodAdvisorregistration: previous registration
Aug 21, 2020 to Jan 3, 2023factForm ADV

Affiliated with (1)

→ MHA FINANCIAL CORPRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← MARTINO, MICHAEL, CHRISTOPHEROwnerMEMBER, ownership code C, individual
May 26, 2020 to Sep 25, 2024factForm ADV
← Murphy, Gene, RyanOwnerCEO, CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 26, 2020 to Sep 25, 2024factForm ADV
← 5M HOLDINGS, LLCOwnerMEMBER, ownership code D, domestic entity
May 26, 2020 to Sep 25, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Control person left
James Stuart Ashwood (Director Of Investments) no longer on Schedule A of Four Points Advisors, Llc (listed 2022-09-08, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Stuart James Ashwood left Four Points Advisors, Llc for Mirae Asset Wealth Management (Usa) Inc. (registered 2021-11-01)
Form ADVobserved 6 days ago
Occurred
Jun 11, 2021
Regulatory AUM changed
Four Points Advisors, Llc reported RAUM $33.9M, down 76% from $143.2M (2021-03-31 to 2021-06-11)
Form ADVobserved 6 days ago
$-109M
Occurred
May 26, 2020
First Form ADV filing
Four Points Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c300c3c2-d489-6ae8-ddfa-363747a52b5f
First observed: May 26, 2020
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUR POINTS ADVISORS, LLC

CRD 171720

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c300c3c2-d489-6ae8-ddfa-363747a52b5f

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Gene Ryan Murphy

n/a

NEW YORK, NY | Kingston, NY

yes

ALFRED PATRICK DENIS

n/a

NEW YORK, NY | Farmingdale, NY

n/a

yes

KWOK EDDIE CHIU

n/a

NEW YORK, NY | Flushing, NY

yes

KEVIN WILLIAM FRISZ

n/a

BROOKLYN, NY | NEW YORK, NY

MICHAEL ODONOHUE

n/a

NEW YORK, NY | VALLEY COTTAGE, NY

n/a

yes

Wingate Grim

Certified Financial Planner|Chartered Financial Analyst

Newtown Square, PA | NEW YORK, NY

n/a

DOUGLAS WAYNE MAGNUSON

n/a

NEW YORK, NY

n/a

yes

EDWARD J MCCARTHY

n/a

NEW YORK, NY | CHATHAN, NJ

n/a

yes

KEITH RICHARD WARD

n/a

NEW YORK, NY | Cos Cob, CT

yes

DAVID JOSHUA HAWES

n/a

TAMPA, FL | NEW YORK, NY

n/a

yes

ERICK PAUL COAN

n/a

NEW YORK, NY | Palm Beach Gardens, FL

yes

Alexander Sixbey

n/a

New York, NY | NEW YORK, NY

yes

ANTHONY LAWRENCE PERNA

n/a

NEW YORK, NY | MILFORD, CT

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

5M HOLDINGS, LLC

Member

yes

08/2014

May 26, 2020

Sep 25, 2024

MARTINO, MICHAEL, CHRISTOPHER

Member

yes

04/2011

May 26, 2020

Sep 25, 2024

Murphy, Gene, Ryan

CEO, CHIEF COMPLIANCE OFFICER

yes

11/2014

May 26, 2020

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MHA FINANCIAL CORP

n/a

State registered

$98.0M

yes

n/a

FOUR POINTS CAPITAL PARTNERS LLC

n/a

yes

n/a

FOUR POINTS INSURANCE AGENCY LLC

n/a

yes

n/a

PROSPECT STREET HOLDINGS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$40.0M

n/a

2024

Mar 17, 2025

$37.0M

$36.8M

n/a

2023

Feb 14, 2024

$30.6M

$30.2M

n/a

2022

Mar 31, 2023

$31.8M

$31.5M

n/a

2021

Mar 31, 2022

$41.6M

$41.5M

n/a

2020

Mar 31, 2021

$143M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$40.0M

$37.0M

8.2%

$31.8M

8.0%