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M• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M• A••••••• L••

CRD 332429

NEW YORK, NY

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Search this name across graphsid dfx:ria:967102e1-22d9-3001-0cbb-b4f444a2c00b

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 2
Observed: Sep 26, 2024 to Jul 31, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M• A••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M• A••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $553MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $553M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••• C•••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Sep 26, 2024	Oct 30, 2024
H••••••• L••••• T•••	MANAGING PARTNER	C	yes	01/1998	Sep 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 45

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• A•••• M••••••••• L•••	n/a	Asset manager	$30B	Y	yes	n/a
B••••• P••• F•••••• C•• M••••••••• L••	n/a	No RAUM reported	$0	N

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	33	no
Stamford	Ct	United States	14	no
NEW YORK	NY	United States	14	no
Hartford	Ct	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$553M	$0	n/a	n/a	n/a	115	177	4	4

Relationships

Affiliated with (3)

→ W•••••• WEALTH A••••••S, INC.Registered adviserother investment adviser, common control
factForm ADV
→ M••••••• A•••• M••••••••• L•••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ B••••• P••• F•••••• C•• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (12)

← M••••••• A•••• M••••••••• L•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
M• A••••••• L•• reported RAUM $552.5M, up 112% from $260.2M (2025-07-30 to 2026-03-31)
Form ADVobserved 7 days ago
$292M
Occurred
Oct 8, 2024
Control person left
Christine Chartouni (Chief Legal Officer) no longer on Schedule A of M• A••••••• L•• (listed 2024-09-26, absent 2024-10-08)
Form ADVobserved 7 days ago
Occurred
Oct 8, 2024
Control person left
Matthew Scot Pasquale (Chief Financial Officer) no longer on Schedule A of M• A••••••• L•• (listed 2024-09-26, absent 2024-10-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:967102e1-22d9-3001-0cbb-b4f444a2c00b
First observed: Sep 26, 2024
Last observed: Jul 31, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.