DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• A••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Sep 26, 2024 · 7 filings
SEC status approved since Oct 25, 2024
RAUM
$553M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
115
19 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$553M as of Jul 31, 2026
Mar 31, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 31, 20250 then
Employees (5.A)115 as of Jul 31, 2026
Mar 31, 2025177 then
Private funds1 as of Jul 31, 2026
Jul 30, 20251 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $553MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $553M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$553M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $553M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• C••••••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- L•••••• C•••••• D••• · Directorcontrolsince 07/2024 · owns less than 5%
- M•••• C••••••••• J•••• · Directorcontrolsince 07/2024 · owns less than 5%
- P•••••••• A••••• J••••• · Directorcontrolsince 07/2024 · owns less than 5%
- R••••• J••••• B••••••• · Directorcontrolsince 07/2024 · owns less than 5%
- H••••••• L••••• T••• · Managing Partnercontrolsince 01/1998 · owns 25% to 50% of M••••••• A•••• M••••••••• L•••
- H••••••• L••••• T••• · Class A Membercontrolsince 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
- R•••••••• B••••• J•••••• · Managing Partnercontrolsince 01/1998 · owns 25% to 50% of M••••••• A•••• M••••••••• L•••
- R•••••••• B••••• J•••••• · Class A Membercontrolsince 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
Entity owners
- M••••••• A•••• M••••••••• M• H••••••• L•• · Memberdirect · owns 50% to 75%
- M• A•••••• H••••••• L•• · Memberdirect · owns 50% to 75%
- M••••••• A•••• M••••••••• G•• L••••• · General Partnerindirect · owns F of M••••••• A•••• M••••••••• L•••
- M••••••• A•••• M••••••••• L••• · Managing Memberindirect · owns 75% or more of M••••••• A•••• M••••••••• M• H••••••• L••
- W•••••• F•••••••• C••••••••• · Managing Memberindirect · owns 75% or more of M• A•••••• H••••••• L•• · public reporting company
Related persons
Schedule D 7.A
- B••••• P••• F•••••• C•• M••••••••• L••investment advisern
- M•• 2•• W• 3••• S••••• H••••• G•• L••investment adviserpooled vehicle sponsorn
- M•• K••••••••• I••••••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• A•••• M••••••••• L•••investment adviserbankyRAUM $30B
- M••••••• A••••••• F•••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• A••••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• B••• G•••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C••••• S••••• P••••••••• G•• L••investment adviserbankpooled vehicle sponsorn
- M••••••• C•• E••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C•••• S••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C••••• D••••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- M••••••• C•••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• D••••••••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E•• I• G• S••••••investment adviserpooled vehicle sponsorn
- M••••••• E•• I• O•••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• M•••••• B••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• M•••••• B••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C•• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C••••• O••••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C••••• O••••••••• F••• I•• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• G••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• L••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• M•••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• M••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• P••••••••• H••••••••• F••• G•• L••pooled vehicle sponsorn
- M••••••• R••• E••••• D••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• R••• R•••••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• I••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• P•••••• S••••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• P•••••• S••••••••• F••• I•• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boston, MA33 employees
- New York, NY14 employees
- Stamford, CT14 employees
- Hartford, CT7 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 177.0 to 115.0 (-35.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (395 comparable advisers, 3.0th percentile of changes)peers: asset managers, $500M to $1B (395) · 2.8% percentile
What changed
consecutive filings, newest first
- Assets in custody · $260M to $553MJul 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $260M to $553MJul 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $260M to $553MJul 30, 2025 to Mar 31, 2026
- RAUM · $260M to $553MJul 30, 2025 to Mar 31, 2026
- Accounts · 0 to 1Mar 31, 2025 to Jul 30, 2025
- Advisory employees · 95 to 19Mar 31, 2025 to Jul 30, 2025
- Pooled vehicle clients · unset to 1.0Mar 31, 2025 to Jul 30, 2025
- Assets in custody · unset to 260187500.0Mar 31, 2025 to Jul 30, 2025
- Custody of client assets · false to trueMar 31, 2025 to Jul 30, 2025
- Employees · 177 to 115Mar 31, 2025 to Jul 30, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 30, 2025
- Private funds · unset to 1Mar 31, 2025 to Jul 30, 2025
- Discretionary RAUM · $0 to $260MMar 31, 2025 to Jul 30, 2025
- Pooled vehicle RAUM · unset to 260187500.0Mar 31, 2025 to Jul 30, 2025
- RAUM · $0 to $260MMar 31, 2025 to Jul 30, 2025
- Accounts · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
Signals
4 dated events
- M• A••••••• L•• reported RAUM $552.5M, up 112% from $260.2M (2025-07-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Christine Chartouni (Chief Legal Officer) no longer on Schedule A of M• A••••••• L•• (listed 2024-09-26, absent 2024-10-08)Oct 8, 2024 · Control person left · inference
- Matthew Scot Pasquale (Chief Financial Officer) no longer on Schedule A of M• A••••••• L•• (listed 2024-09-26, absent 2024-10-08)Oct 8, 2024 · Control person left · inference
- M• A••••••• L•• filed its initial SEC registration (Form ADV)Sep 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marathon-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- marathonfund.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-500-3000reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026