DFX Intelligence

T•• S••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industrynot currently registered

T•• S••••• H•••

Advisor at M••••• S••••••

Alpharetta, GA

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Search this name across graphsid dfx:ria:9678742c-da9e-d5ee-d179-f928a22c306e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 5, 2023	n/a	yes	Alpharetta, GA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Mar 31, 2022	Sep 5, 2023	no	Alpharetta, GA\|ARLINGTON, VA\|ALPHARETTA, GA\|Alpharetta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
C••••• I••••••••• A••••••• L••	E•••••• C•••••• M••••••••• L••	Apr 1, 2022	Mar 31, 2022

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2022 to Sep 5, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 25, 2019 to Apr 1, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9678742c-da9e-d5ee-d179-f928a22c306e
First observed: Sep 22, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.