DFX Intelligence

I•• I••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

I•• I••••••••• I••

CRD 162589

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96793384-19a8-d3be-5145-c550683e39e0

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 71
Dated events: 24
On other graphs: 4
Observed: Jan 8, 2014 to Jul 23, 2026
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I••••••••• C•••••• G••••• I••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

I•• I••••••••• I••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

I••••••••• C•••••• G••••• I••

Manager with allocator commitments · cited, shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $50B••• Locked
Discretionary RAUM: $50B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 94

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•• S•••••••• E••••• F••• I• L•	Private Equity Fund	$6.4B	Oct 30, 2024	226	Mar 31, 2022	reported	021-392611
I•• S•••••••• E••••• F••• I•• L•	Private Equity Fund	$3.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• D••••• C••••••••• M••••••	DIRECTOR & AUTHORIZED OFFICER	Na	yes	07/2023	Mar 28, 2024	Oct 30, 2024
I•• F•• L••••••	Shareholder	E	yes	07/2013	Jan 8, 2014	Oct 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• A••••••••• C••••• ••••••• G• L••••••	n/a	n/a	n/a	N	yes	n/a
I•• A••••••••• C••••• W•••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
I•• A•••••• A••••••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	159	no
Central	n/a	Hong Kong	5	no
Milano	n/a	Italy	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$50B	$38B	31.6%	$24B	28.2%	94	143	4	3

Relationships

Advises (65)

→ I•• U• C•• 2••••• L••Private fundSecuritized Asset Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ I•• L•••••• H••• I•• B••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ I•• L•••••• H••• I••• L•••••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ I•• U• C•• 2••••• L••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$11.9B
Occurred
Oct 30, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 30, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 30, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96793384-19a8-d3be-5145-c550683e39e0
First observed: Jan 8, 2014
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.