DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• I••••••••• I••
Latest filing Jul 23, 2026
First filing on the tape Jan 8, 2014 · 40 filings
SEC status approved since Jan 24, 2014
RAUM
$50B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
94
54 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
67
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$50B as of Jul 23, 2026
Jun 11, 2014$800M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Jun 11, 20140 then
Employees (5.A)94 as of Jul 23, 2026
Jun 11, 201419 then
Private funds67 as of Jul 23, 2026
Jun 11, 20142 then
RAUM +32% over the last fiscal year+28% a year over threeIARs 0 to 0offices 3 to 4
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $432MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$50B100%
- Insurance companies$6.1M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 115reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
65 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•• S•••••••• E••••• F••• I• L• | Private Equity Fund | $6.4B | 226 | Mar 31, 2022 |
| I•• S•••••••• E••••• F••• I•• L• | Private Equity Fund | $3.1B | 92 | Mar 31, 2019 |
| I•• S•••••••• E••••• F••• V• •••• L• | Private Equity Fund | $1.6B | 43 | Mar 28, 2024 |
| I•• N•••• A••••••• P•••••• D••• F••• I• L•no longer reported | Other Private Fund | $1.5B | 86 | Mar 31, 2019 |
| I•• N•••• A••••••• H••••••• I• L• | Other Private Fund | $1.3B | 78 | Aug 7, 2020 |
| I•• S•••••••• S••••••••• I• H••••••• L••no longer reported | Private Equity Fund | $1.3B | 65 | Mar 30, 2016 |
| I•• N•••• A••••••• C••••• P••••••• F••• I•• L• | Other Private Fund | $1.1B | 25 | Mar 31, 2023 |
| I•• A••••••••• C••••• ••••••• M••••• L• | Hedge Fund | $1.0B | 41 | Oct 7, 2014 |
| I•• S•••••••• S••••••••• F••• I• L• | Private Equity Fund | $896M | 114 | Mar 31, 2019 |
| I•• S•••••••• E••••• S••• C•• I• L• | Private Equity Fund | $849M | 1 | Mar 31, 2019 |
| I•• S•••••••• E••••• S••• C•• I• L• | Private Equity Fund | $782M | 1 | Mar 30, 2020 |
| I•• S•••• S••• | Private Equity Fund | $718M | 1 | Mar 31, 2021 |
| I•• C••••• S••••• P••••••••• L• | Other Private Fund | $678M | 7 | Mar 28, 2024 |
| I•• N•••• A••••••• P•••••• D••• F••• L•no longer reported | Other Private Fund | $568M | 22 | Jan 8, 2014 |
| I•• E•••••••• S•••••••• E••••• S••• C•• L• | Private Equity Fund | $546M | 2 | Mar 31, 2022 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $534M | 0 | Mar 31, 2022 |
| I•• L• S••••••••• F••• I• L• | Private Equity Fund | $534M | 18 | Mar 31, 2023 |
| I•• S•••••••• E••••• C••••••••• F••• I••• L• | Private Equity Fund | $401M | 2 | Mar 31, 2023 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $395M | 0 | Mar 31, 2022 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $388M | 1 | Mar 31, 2021 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $386M | 1 | Mar 31, 2019 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $385M | 0 | Mar 31, 2022 |
| I•• R•••••••• C•• 2••••• L••• | Securitized Asset Fund | $383M | 0 | Mar 31, 2022 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $382M | 5 | Mar 31, 2018 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $382M | 4 | Mar 30, 2016 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $381M | 4 | Mar 30, 2016 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $364M | 2 | Mar 31, 2019 |
| I•• A•••••• P••••••• C••••••••• L• | Private Equity Fund | $361M | 18 | Mar 31, 2023 |
| I•• C•• 2••••••••• L••• | Securitized Asset Fund | $357M | 2 | Mar 28, 2024 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $334M | 6 | Mar 31, 2019 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $333M | 2 | Jan 8, 2014 |
| I•• C•• 2••••••••• L••• | Securitized Asset Fund | $332M | 1 | Mar 31, 2023 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $318M | 6 | Jun 29, 2015 |
| I•• C•••••• C••••••••• I• L• | Private Equity Fund | $312M | 6 | Mar 31, 2021 |
| I•• U• C•• 2••••• L•• | Securitized Asset Fund | $306M | 3 | Oct 7, 2014 |
| I•• S•••••••• E••••• C••••••••• F••• V•• L• | Private Equity Fund | $303M | 1 | Mar 28, 2024 |
| I•• N•••• A•••••• H••••••• L•• | Other Private Fund | $255M | 45 | Jun 29, 2015 |
| I•• E•••••••• C•••••••• S••• C•• L• | Private Equity Fund | $222M | 1 | Mar 31, 2023 |
| I•• C•••••• C••••••••• I• L• | Private Equity Fund | $210M | 23 | Mar 31, 2023 |
| I•• S••••••••• S•••••• O••••••••• ••••••• M••••• L• | Securitized Asset Fund | $209M | 5 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D••••• C••••••••• M•••••• · Director & Authorized Officercontrolsince 07/2023 · owns less than 5%
- L•••••• R•••• W•••••• · Directorcontrolsince 10/2024 · owns less than 5%
- O•••••••• J••••• G•••••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- S••••••• B••••• M•••••• · Directorcontrolsince 03/2023 · owns less than 5%
Entity owners
- I•• F•• L•••••• · Shareholderdirect · owns 75% or more
- I••••••••• C•••••• G••••• P•• · Shareholder Of I•• F•• L••••••indirect · owns F of I•• F•• L••••••
Related persons
Schedule D 7.A
- I•• A••••••••• C••••• ••••••• G• L••••••pooled vehicle sponsorn
- I•• A••••••••• C••••• W•••••••• F••• I• G•• L••pooled vehicle sponsorn
- I•• A•••••• A••••••••• L••pooled vehicle sponsorn
- I•• A•••••• P••••••• G• L•pooled vehicle sponsorn
- I•• E••••• S•••••••investment advisern
- I•• E•••••••• G• L• S•••pooled vehicle sponsorn
- I•• L• S••••••••• F••• A••••••••• I• S•••pooled vehicle sponsorn
- I•• L• S••••••••• I• A••••••••• L••pooled vehicle sponsorn
- I•• N•••• A•••••• A••••••••• I• L••pooled vehicle sponsorn
- I•• N•••• A•••••• A••••••••• I•• L••pooled vehicle sponsorn
- I•• N•••• A•••••• A••••••••• L••pooled vehicle sponsorn
- I•• N•••• A••••••• P•••••• D••• ••••••••• G• L•pooled vehicle sponsorn
- I•• N•••• A••••••• P•••••• D••• G• L•pooled vehicle sponsorn
- I•• N•••• A••••••• P•••••• D••• I• ••••••••• G• L•pooled vehicle sponsorn
- I•• N•••• A••••••• P•••••• D••• I• G• L•pooled vehicle sponsorn
- I•• S•••••••• E••••• A••••••••• I• L••pooled vehicle sponsorn
- I•• S•••••••• E••••• A••••••••• I•• L••pooled vehicle sponsorn
- I•• S•••••••• E••••• A••••••••• I• L••pooled vehicle sponsorn
- I•• S•••••••• E••••• G• V• L••pooled vehicle sponsorn
- I•• S•••••••• E••••• G• V• S•• R•••pooled vehicle sponsorn
- I•• S•••••••• E••••• I•• ••••••••• G• L•pooled vehicle sponsorn
- I•• S•••••••• E••••• I•• G• L•pooled vehicle sponsorn
- I•• S•••••••• E••••• I• G• L•pooled vehicle sponsorn
- I•• S•••••••• E••••• I• G• L• S•••pooled vehicle sponsorn
- I•• S•••••••• E••••• S••• C•• G• L•pooled vehicle sponsorn
- I•• S•••••••• E••••• S••• C•• I• G• L•pooled vehicle sponsorn
- I•• S•••••••• S••••••••• I• ••••••••• G• L•pooled vehicle sponsorn
- I•• S•••••••• S••••••••• I• G• L•pooled vehicle sponsorn
- I•• S••••••••• S•••••• O••••••••• G• L••••••pooled vehicle sponsorn
- I•• U• S••••• L••• F••• G••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom159 employees
- Central, Hong Kong5 employees
- Milano, Italy1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 143.0 to 94.0 (-34.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 2.0th percentile of changes)peers: asset managers, $20B and over (461) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 109 to 115Sep 2, 2025 to Mar 31, 2026
- Advisory employees · 51 to 54Sep 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 107 to 113Sep 2, 2025 to Mar 31, 2026
- Employees · 143 to 94Sep 2, 2025 to Mar 31, 2026
- Other offices · 3 to 4Sep 2, 2025 to Mar 31, 2026
- Private funds · 62 to 67Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $38B to $50BSep 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $38B to $50BSep 2, 2025 to Mar 31, 2026
- RAUM · $38B to $50BSep 2, 2025 to Mar 31, 2026
- Business name · I••••••••• C•••••• G••••• I•• to I•• I••••••••• I••Mar 31, 2025 to Aug 12, 2025
- Legal name · I••••••••• C•••••• G••••• I•• to I•• I••••••••• I••Mar 31, 2025 to Aug 12, 2025
- Accounts · 104 to 109Oct 30, 2024 to Mar 31, 2025
- Advisory employees · 90 to 51Oct 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 102 to 107Oct 30, 2024 to Mar 31, 2025
- Employees · 140 to 143Oct 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 30, 2024 to Mar 31, 2025
- Private funds · 58 to 62Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $30B to $38BOct 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $30B to $38BOct 30, 2024 to Mar 31, 2025
- RAUM · $30B to $38BOct 30, 2024 to Mar 31, 2025
- Accounts · 93 to 104Jul 13, 2023 to Mar 28, 2024
- Advisory employees · 86 to 90Jul 13, 2023 to Mar 28, 2024
- Pooled vehicle clients · 91 to 102Jul 13, 2023 to Mar 28, 2024
- Employees · 173 to 140Jul 13, 2023 to Mar 28, 2024
- Other offices · 2 to 3Jul 13, 2023 to Mar 28, 2024
- Private funds · 50 to 58Jul 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $24B to $30BJul 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $24B to $30BJul 13, 2023 to Mar 28, 2024
- RAUM · $24B to $30BJul 13, 2023 to Mar 28, 2024
- Accounts · 66 to 93Feb 7, 2023 to Mar 31, 2023
- Advisory employees · 99 to 86Feb 7, 2023 to Mar 31, 2023
- Pooled vehicle clients · 64 to 91Feb 7, 2023 to Mar 31, 2023
- Employees · 181 to 173Feb 7, 2023 to Mar 31, 2023
- Other offices · 3 to 2Feb 7, 2023 to Mar 31, 2023
- Private funds · 37 to 50Feb 7, 2023 to Mar 31, 2023
- Discretionary RAUM · $19B to $24BFeb 7, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $19B to $24BFeb 7, 2023 to Mar 31, 2023
- RAUM · $19B to $24BFeb 7, 2023 to Mar 31, 2023
- Related broker-dealer · true to falseFeb 7, 2023 to Mar 31, 2023
- Accounts · 54 to 66Oct 8, 2021 to Mar 31, 2022
Signals
24 dated events
- I•• I••••••••• I•• reported RAUM $49.7B, up 32% from $37.7B (2025-09-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G•••••• J•••• O••••••• (Chief Compliance Officer) appeared on Schedule A of I•• I••••••••• I••Oct 30, 2024 · Control person joined · fact
- Kent Alan Jones (Director) no longer on Schedule A of I•• I••••••••• I•• (listed 2024-07-23, absent 2024-10-30)Oct 30, 2024 · Control person left · inference
- William Ryan Levitt (Director) appeared on Schedule A of I•• I••••••••• I••Oct 30, 2024 · Control person joined · fact
- Nathaniel Kiernan (Chief Compliance Officer) no longer on Schedule A of I•• I••••••••• I•• (listed 2024-07-23, absent 2024-10-30)Oct 30, 2024 · Control person left · inference
- V••••• V•••• B••••••• (Director & Authorized Officer) no longer on Schedule A of I•• I••••••••• I•• (listed 2023-07-13, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- I•• I••••••••• I•• reported RAUM $30.4B, up 29% from $23.6B (2023-07-13 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Christopher Michael David Bicarregui (Director & Authorized Officer) appeared on Schedule A of I•• I••••••••• I••Mar 28, 2024 · Control person joined · fact
- I•• I••••••••• I•• reported RAUM $23.6B, up 27% from $18.5B (2023-02-07 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Peter Andrew Hawkins (Director) no longer on Schedule A of I•• I••••••••• I•• (listed 2023-02-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Michael Brian Spenner (Director) appeared on Schedule A of I•• I••••••••• I••Mar 31, 2023 · Control person joined · fact
- G•••••• J•••• O••••••• (Chief Compliance Officer) no longer on Schedule A of I•• I••••••••• I•• (listed 2022-09-16, absent 2023-01-09)Jan 9, 2023 · Control person left · inference
- I•• I••••••••• I•• reported RAUM $18.5B, up 34% from $13.8B (2021-10-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Kent Alan Jones (Director) appeared on Schedule A of I•• I••••••••• I••Mar 31, 2021 · Control person joined · fact
- G•••••• J•••• O••••••• (Chief Compliance Officer) appeared on Schedule A of I•• I••••••••• I••Mar 31, 2021 · Control person joined · fact
- Laurent Pierre Benoit Durteste (Director) no longer on Schedule A of I•• I••••••••• I•• (listed 2020-08-07, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- S Peter Lin (Director & Chief Compliance Officer) no longer on Schedule A of I•• I••••••••• I•• (listed 2020-08-07, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Henry Philip Keller (Director) no longer on Schedule A of I•• I••••••••• I•• (listed 2019-03-31, absent 2019-08-19)Aug 19, 2019 · Control person left · inference
- V••••• V•••• B••••••• (Director & Authorized Officer) appeared on Schedule A of I•• I••••••••• I••Aug 19, 2019 · Control person joined · fact
- I•• I••••••••• I•• reported RAUM $9.9B, up 55% from $6.4B (2019-02-22 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Peter Andrew Hawkins (Director) appeared on Schedule A of I•• I••••••••• I••Feb 22, 2019 · Control person joined · fact
- (No Middle Name) Salvatore Gentile (Director) no longer on Schedule A of I•• I••••••••• I•• (listed 2018-03-31, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- I•• I••••••••• I•• reported RAUM $6.4B, up 49% from $4.3B (2017-09-28 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- I••••••••• C•••••• G••••• I•• filed its initial SEC registration (Form ADV)Jan 8, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•• I••••••••• I•• · Independent Sponsorsshared crd · capital_provider
- I••••••••• C•••••• G••••• I•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icg-plcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- icgam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-710-9650reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026