DFX Intelligence

K•••• P•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)31 years in industry

K•••• P•••• C•••••••

Advisor at C•••••••

Alexandria, VA

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Search this name across graphsid dfx:ria:967c1d78-0408-d1b6-7f3c-33eb442e3779

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 23, 2024	n/a	yes	Alexandria, VA	Current employment
C••••••• W••••• M••••••••• I•••	Former SEC adviser	Apr 23, 2010	Mar 28, 2025	no	ALEXANDRIA, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• M••••••••• I•••	C•••••••	Mar 28, 2025	Dec 23, 2024	-95	Firm change after gap	Other
L•• F•••••••• L••	C••••••• W••••• M••••••••• I•••	Apr 26, 2010	Apr 23, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
152956:175112:VA:2025-03-28	Mar 28, 2025	Dec 23, 2024	ALEXANDRIA, VA	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Dec 23, 2024 to presentfactForm ADV
→ C••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2010 to Mar 28, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2003 to Apr 26, 2010factForm ADV
→ S••••••• I••••••••• I•••

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:967c1d78-0408-d1b6-7f3c-33eb442e3779
First observed: Aug 17, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.