RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••• C•••••••
- C••••••• institutional currentsince Dec 23, 2024 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerApr 23, 2010 to Mar 28, 2025 · Alexandria, Va
- L•• F•••••••• L•• BD affiliatedAug 27, 2003 to Apr 26, 2010 · Alexandria, Va
- S••••••• I••••••••• I••• formerAug 17, 2001 to Sep 10, 2003 · Mclean, Va
- C••••••• W••••• M••••••••• I••• to C•••••••left Mar 28, 2025, registered Dec 23, 2024 (-95 days) · Other · moved with a team
- L•• F•••••••• L•• to C••••••• W••••• M••••••••• I•••left Apr 26, 2010, registered Apr 23, 2010 (-3 days) · Other
- S••••••• I••••••••• I••• to L•• F•••••••• L••left Sep 10, 2003, registered Aug 27, 2003 (-14 days) · Other
- K•••• P•••• C••••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2024-12-23)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address