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Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 16, 2015 | n/a | yes | San Diego, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 30, 2011 | Oct 20, 2015 | no | SAN DIEGO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 20, 2005 | Feb 2, 2007 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Oct 20, 2015 | Oct 16, 2015 | -4 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 2, 2007 | Mar 30, 2011 | 1,517 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:CA:2015-10-20 | Oct 20, 2015 | Oct 16, 2015 | SAN DIEGO, CA | Firm change |