DFX Intelligence

S••••• C•• T•• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S••••• C•• T•• L••

Advisor at C•••••• S••••••••• M••••••••• I•••

RESTON, VA | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:968b0205-1e53-f8e5-fd11-52f5e6184811

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Oct 4, 2016	n/a	yes	RESTON, VA\|GLEN ALLEN, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 16, 2009	Jun 24, 2016	no	ROCKVILLE, MD\|BETHESDA, MD\|COLUMBIA, MD\|WASHINGTON, DC\|COLUMBIA, MD\|ROCKVILLE, MD\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••• S••••••••• M••••••••• I•••	Jun 24, 2016	Oct 4, 2016	102	Firm change	Other
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Dec 17, 2009	Dec 16, 2009

Relationships

Registered with (4)

→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 4, 2016 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2009 to Jun 24, 2016factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Dec 17, 2009factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:968b0205-1e53-f8e5-fd11-52f5e6184811
First observed: Jun 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.