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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD 282301

LUTZ, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:968eacb5-db87-81b6-0654-edc6a9d87c95

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2018 to Mar 13, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $289MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $288M
Private client RAUM: $280MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $48.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,202
Individual clients: 407
High net worth clients: 67
SEC number: 801-113163
CIK: 1799957
CRD: 282301
Filings on the tape: 26
First filed: Apr 5, 2018
Latest filed: Mar 13, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY DOUGLAS PERRY	n/a	LUTZ, FL	10	28	2	no
ANDREW JARED WHITTEN	n/a	LUTZ, FL	10	17	1	no
JOAO AUGUSTO TEIXEIRA	Certified Financial Planner	LUTZ, FL	10	18	2	no
NICHOLAS ROBERT MCDEVITT	n/a	LUTZ, FL	10	18	1	no
Nicholas Andrew Perry	n/a	LUTZ, FL	2	12	n/a	no
Jacob Alexander Perry	n/a	LUTZ, FL	2	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PERRY, JEFFREY, DOUGLAS	PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER	E	yes	11/2015	Apr 5, 2018	Feb 29, 2024
PERRY, ROBERT, MONTGOMERY	Chairman	A	yes	11/2015	Apr 5, 2018	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 13, 2026	$289M	$288M	7	7	n/a	n/a
2024	Mar 3, 2025	$239M	$238M	8	8	n/a	n/a
2023	Feb 29, 2024	$204M	$203M	6	6	n/a	n/a
2022	Mar 20, 2023	$240M	$239M	6	6	n/a	n/a
2021	Feb 8, 2022	$251M	$246M	6	6	n/a	n/a
2020	Mar 8, 2021	$198M	$193M	6	6	n/a	n/a
2019	Jan 29, 2020	$169M	$164M	6	6	n/a	n/a
2018	Jan 25, 2019	$141M	$132M	6	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$289M	$239M	21.2%	$240M	6.5%	7	8	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Apr 6, 2016	May 4, 2016	LUTZ, FL	Team lift out	Other	0.1%

Relationships

Registered with (7)

← Jacob Alexander PerryAdvisorregistration: current employment
Jul 24, 2024 to presentfactForm ADV
← Nicholas Andrew PerryAdvisorregistration: current employment
Jun 16, 2024 to presentfactForm ADV
← NICHOLAS ROBERT MCDEVITTAdvisorregistration: current employment
May 16, 2016 to presentfactForm ADV
← JOAO AUGUSTO TEIXEIRAAdvisorregistration: current employment
May 4, 2016 to presentfactForm ADV
← ANDREW JARED WHITTENAdvisorregistration: current employment
May 3, 2016 to presentfactForm ADV
← JEFFREY DOUGLAS PERRYAdvisorregistration: current employment
Apr 26, 2016 to presentfactForm ADV
← Michael Jon OConnellAdvisorregistration: previous registration
Sep 19, 2024 to Sep 18, 2025factForm ADV

Controls (2)

← PERRY, ROBERT, MONTGOMERYOwnerCHAIRMAN, ownership code A, individual
Apr 5, 2018 to Feb 29, 2024factForm ADV
← PERRY, JEFFREY, DOUGLASOwnerPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 5, 2018 to Feb 29, 2024factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Apr 6, 2016 to May 4, 2016factForm ADV

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
Michael Jon Oconnell left Pfg Private Wealth Management, Llc for Florida Financial Advisors, Llc (registered 2026-01-05)
Form ADVobserved 5 days ago
Occurred
Apr 5, 2018
First Form ADV filing
Pfg Private Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:968eacb5-db87-81b6-0654-edc6a9d87c95
First observed: Apr 5, 2018
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD 282301

LUTZ, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:968eacb5-db87-81b6-0654-edc6a9d87c95

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY DOUGLAS PERRY

n/a

LUTZ, FL

ANDREW JARED WHITTEN

n/a

LUTZ, FL

JOAO AUGUSTO TEIXEIRA

Certified Financial Planner

LUTZ, FL

NICHOLAS ROBERT MCDEVITT

n/a

LUTZ, FL

Nicholas Andrew Perry

n/a

LUTZ, FL

n/a

Jacob Alexander Perry

n/a

LUTZ, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PERRY, JEFFREY, DOUGLAS

PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER

yes

11/2015

Apr 5, 2018

Feb 29, 2024

PERRY, ROBERT, MONTGOMERY

Chairman

yes

11/2015

Apr 5, 2018

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$289M

$288M

n/a

2024

Mar 3, 2025

$239M

$238M

n/a

2023

Feb 29, 2024

$204M

$203M

n/a

2022

Mar 20, 2023

$240M

$239M

n/a

2021

Feb 8, 2022

$251M

$246M

n/a

2020

Mar 8, 2021

$198M

$193M

n/a

2019

Jan 29, 2020

$169M

$164M

n/a

2018

Jan 25, 2019

$141M

$132M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$289M

$239M

21.2%

$240M

6.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 6, 2016

May 4, 2016

LUTZ, FL

Team lift out

Other

0.1%