DFX Intelligence
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Reading the graph
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Advisor at F••••••• C•••••• M•••••••••
ENUMCLAW, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• C•••••• M••••••••• | State registered | Nov 22, 2006 | n/a | yes | ENUMCLAW, WA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 29, 2005 | Oct 18, 2006 | no | SEATTLE, WA|SEATTLE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F••••••• C•••••• M••••••••• | Oct 18, 2006 | Nov 22, 2006 | 35 | Firm change | Wirehouse to state RIA |
| C•••••• S••••• • C••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 12, 2005 |
| C•••••• S••••• • C••• I••• | National bd RIA | Mar 18, 2004 | Jan 12, 2005 | no | BELLEVUE, WA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 21, 2003 | Sep 25, 2003 | no | BELLEVUE, WA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 18, 2000 | Jul 18, 2002 | no | SEATTLE, WA | Previous registration |
| 168 |
| Firm change |
| Ibd to wirehouse |
| U•• F•••••••• S••••••• I••• | C•••••• S••••• • C••• I••• | Jul 18, 2002 | Feb 21, 2003 | 218 | Firm change | Wirehouse to ibd |