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Advisor at UHY WEALTH MANAGEMENT RIA LLC
San Diego, CA | FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UHY WEALTH MANAGEMENT RIA LLC | Mixed wealth | Apr 20, 2026 | n/a | yes | San Diego, CA|FARMINGTON HILLS, MI | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Apr 1, 2026 | no | SAN DIEGO, CA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 19, 2018 | Nov 14, 2024 | no | SAN DIEGO, CA|SAN DIEGO, CA|San Diego, CA | Previous registration |
| EDWARD JONES | National bd RIA | Nov 24, 2015 | Apr 10, 2018 | no | Maryland Heights, MO|St. Louis, MO|ST LOUIS, MO|LA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | UHY WEALTH MANAGEMENT RIA LLC | Apr 1, 2026 | Apr 20, 2026 | 19 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| EDWARD JONES | PRUCO SECURITIES, LLC | Apr 10, 2018 | Sep 19, 2018 | 162 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8733:317608:CA:2026-04-01 | Apr 1, 2026 | Apr 20, 2026 | SAN DIEGO, CA | Firm change |