This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.44 fund_share=0.0 institutional_share=0.56 related_bd=true related_bank=false bd_reps=1.0

Regulatory AUM

$103MItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$45.0M

Private client RAUM

$45.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

44%derivedprivate client RAUM over total RAUM

Advisors on IAPD

11

RAUM per advisor

$9.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

90

Individual clients

8

High net worth clients

81

SEC number

801-135711

CRD

317608

Filings on the tape

2

First filed

Mar 5, 2026

Latest filed

Apr 20, 2026

Organised

Limited Liability Company, DE

• Occurred

  Apr 6, 2026
  Team lift-out

  4 advisors left LPL Enterprise, LLC (Auburn Hills, MI) for Uhy Wealth Management RIA LLC on the same day

  Form ADVobserved 5 days ago
  4 advisors
• Occurred

  Apr 1, 2026
  Team lift-out

  3 advisors left LPL Enterprise, LLC (San Diego, CA) for Uhy Wealth Management RIA LLC on the same day

  Form ADVobserved 5 days ago
  3 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee839a8b-ba59-57ac-d49b-c60fe41cf9a8

First observed

Mar 5, 2026

Last observed

Apr 20, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.