DFX Intelligence
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Reading the graph
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Advisor at K•• A••••••• G••••• L••
EDINBURG, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• A••••••• G••••• L•• | State registered | Sep 16, 2020 | n/a | yes | EDINBURG, TX | Current employment |
| S•• B•••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Dec 4, 2018 | Sep 9, 2020 | no | Edinburg, TX|RUSSELLVILLE, AR|RUSSELLVILLE, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• B•••••• F•••••••• S•••••••• I••• | K•• A••••••• G••••• L•• | Sep 9, 2020 | Sep 16, 2020 | 7 | Firm change | Ibd to state RIA |
| R•••• I••••••••• A••••••• L•• | S•• B•••••• F•••••••• S•••••••• I••• | Oct 23, 2018 | Dec 4, 2018 |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 7, 2017 | Oct 23, 2018 | no | Mission, TX|KENTWOOD, MI|Edinburg, TX | Previous registration |
| K•• F•••••••• G••••• L•• | n/a | Apr 14, 2016 | Feb 7, 2017 | no | MISSION, TX | Previous registration |
| 42 |
| Firm change |
| Ibd to ibd |
| K•• F•••••••• G••••• L•• | R•••• I••••••••• A••••••• L•• | Feb 7, 2017 | Feb 7, 2017 | 0 | Firm change | Other |