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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Timothy Neil Howard

Advisor at LPL FINANCIAL LLC

ELKHORN, NE

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Search this name across graphsid dfx:ria:969d2610-a247-b16c-460f-9d6d2bc7906b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 30, 1994
First registration: Jul 23, 2003
Dual registered: yes, broker-dealer
Other names: TIM HOWARD
IAPD individual key: 2499417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 27, 2023	n/a	yes	ELKHORN, NE	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jul 13, 2012	Aug 24, 2023	no	OMAHA, NE	Previous registration
QA3 FINANCIAL LLC	n/a	Jun 12, 2008	Feb 11, 2011	no	OMAHA, NE	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 17, 2007	Apr 8, 2008	no	FAIRFIELD, IA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 23, 2003	Oct 27, 2006	no	KELLER, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Aug 24, 2023	Nov 27, 2023	95	Firm change	Ibd to ibd
QA3 FINANCIAL LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 11, 2011	Jul 13, 2012	518	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	QA3 FINANCIAL LLC	Apr 8, 2008	Jun 12, 2008	65	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 27, 2006	Jan 17, 2007	82	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29357:6413:NE:2023-08-24	Aug 24, 2023	Nov 27, 2023	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 27, 2023 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jul 13, 2012 to Aug 24, 2023factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 12, 2008 to Feb 11, 2011factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 17, 2007 to Apr 8, 2008factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 23, 2003 to Oct 27, 2006factForm ADV

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
Timothy Neil Howard left Bancwest Investment Services, Inc. (Bwis) for Lpl Financial Llc (registered 2023-11-27)
Form ADVobserved 5 days ago