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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAUBLE & HARRE WEALTH MANAGEMENT, INC.

CRD 143812

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:969fcbee-cb54-0c0c-9633-936935bd0bc9

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2011 to Mar 20, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $301MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $301M
Private client RAUM: $296MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $75.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 432
Individual clients: 39
High net worth clients: 65
Custody, client assets: $86.4M
SEC number: 801-70042
CRD: 143812
Filings on the tape: 29
First filed: Dec 2, 2011
Latest filed: Mar 20, 2026
Organised: Corporation, MO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ELIZABETH HARRE CAUBLE	Certified Financial Planner	ST. LOUIS, MO	19	19	n/a	no
PETER BEYERSTEDT HARRE	Chartered Financial Analyst	ST. LOUIS, MO	19	33	n/a	no
KENDALL MARVIN YOUNG	Certified Financial Planner	ST. LOUIS, MO	7	28	1	no
BRENDAN WILLIAM FREEMAN	n/a	ST. LOUIS, MO	1	28	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAUBLE, ELIZABETH, HARRE	President	D	yes	04/2007	Dec 2, 2011	Nov 20, 2024
HARRE, PETER, BEYERSTEDT	CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER	D	yes	04/2007	Dec 2, 2011	Nov 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$301M	$301M	4	4	0	n/a	n/a
2024	Apr 23, 2025	$255M	$255M	4	4	0	n/a	n/a
2023	Feb 2, 2024	$237M	$237M	3	3	0	n/a	n/a
2022	Mar 2, 2023	$218M	$218M	3	3	0	n/a	n/a
2021	Mar 30, 2022	$240M	$240M	3	3	0	n/a	n/a
2020	Mar 17, 2021	$242M	$242M	3	3	0	n/a	n/a
2019	Mar 24, 2020	$219M	$219M	3	3	0	n/a	n/a
2018	Mar 21, 2019	$162M	$162M	2	2	0	n/a	n/a
2017	Mar 20, 2018	$164M	$162M	3	3	0	n/a	n/a
2016	Feb 28, 2017	$150M	$148M	3	3	n/a	n/a	n/a
2015	Mar 24, 2016	$114M	$114M	3	3	n/a	n/a	n/a
2014	Mar 19, 2015	$129M	$129M	3	3	n/a	n/a	n/a
2013	Mar 28, 2014	$124M	$124M	3	2	n/a	n/a	n/a
2012	Mar 20, 2013	$110M	$110M	3	2	n/a	n/a	n/a
2011	Mar 13, 2012	$101M	$101M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$301M	$255M	17.8%	$218M	11.3%	4	4	0	0

Relationships

Registered with (4)

← BRENDAN WILLIAM FREEMANAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← KENDALL MARVIN YOUNGAdvisorregistration: current employment
Apr 5, 2019 to presentfactForm ADV
← PETER BEYERSTEDT HARREAdvisorregistration: current employment
May 12, 2007 to presentfactForm ADV
← ELIZABETH HARRE CAUBLEAdvisorregistration: current employment
May 2, 2007 to presentfactForm ADV

Controls (2)

← HARRE, PETER, BEYERSTEDTOwnerCHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 2, 2011 to Nov 20, 2024factForm ADV
← CAUBLE, ELIZABETH, HARREOwnerPRESIDENT, ownership code D, individual
Dec 2, 2011 to Nov 20, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:969fcbee-cb54-0c0c-9633-936935bd0bc9
First observed: Dec 2, 2011
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAUBLE & HARRE WEALTH MANAGEMENT, INC.

CRD 143812

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:969fcbee-cb54-0c0c-9633-936935bd0bc9

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ELIZABETH HARRE CAUBLE

Certified Financial Planner

ST. LOUIS, MO

n/a

PETER BEYERSTEDT HARRE

Chartered Financial Analyst

ST. LOUIS, MO

n/a

KENDALL MARVIN YOUNG

Certified Financial Planner

ST. LOUIS, MO

BRENDAN WILLIAM FREEMAN

n/a

ST. LOUIS, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAUBLE, ELIZABETH, HARRE

President

yes

04/2007

Dec 2, 2011

Nov 20, 2024

HARRE, PETER, BEYERSTEDT

CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER

yes

04/2007

Dec 2, 2011

Nov 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$301M

n/a

2024

Apr 23, 2025

$255M

n/a

2023

Feb 2, 2024

$237M

n/a

2022

Mar 2, 2023

$218M

n/a

2021

Mar 30, 2022

$240M

n/a

2020

Mar 17, 2021

$242M

n/a

2019

Mar 24, 2020

$219M

n/a

2018

Mar 21, 2019

$162M

n/a

2017

Mar 20, 2018

$164M

$162M

n/a

2016

Feb 28, 2017

$150M

$148M

n/a

2015

Mar 24, 2016

$114M

n/a

2014

Mar 19, 2015

$129M

n/a

2013

Mar 28, 2014

$124M

n/a

2012

Mar 20, 2013

$110M

n/a

2011

Mar 13, 2012

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$301M

$255M

17.8%

$218M

11.3%