DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cauble & Harre Wealth Management, Inc.
Latest filing Mar 20, 2026
First filing on the tape Dec 2, 2011 · 29 filings
SEC status approved since Mar 26, 2009
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$296M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$75.2M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$301M as of Mar 20, 2026
Mar 13, 2012$101M then
HNW client RAUM$278M as of Mar 20, 2026
Mar 20, 2018$117M then
State-registered IARs (5.B.3)4 as of Mar 20, 2026
Mar 13, 20120 then
Employees (5.A)4 as of Mar 20, 2026
Mar 20, 20133 then
Private funds: no history
RAUM +18% over the last fiscal year+11% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $695,890derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $86.4M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$278M92%
- Individuals$18.5M6.2%
- Corporations and businesses$4.5M1.5%
- Individual clients
- 39reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 432reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $86.4M for 49 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Elizabeth Harre CaubleCertified Financial Planner | St. Louis, Mo | May 2, 2007 | 19 y | 0 |
| Peter Beyerstedt HarreChartered Financial Analyst | St. Louis, Mo | May 12, 2007 | 33 y | 0 |
| Kendall Marvin YoungCertified Financial Planner | St. Louis, Mo | Apr 5, 2019 | 28 y | 1 |
| Brendan William Freeman | St. Louis, Mo | Apr 17, 2025 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brendan William Freeman from Banc Of America Investment Services, Inc.Apr 17, 2025 · Other
- Kendall Marvin Young from Matter Family OfficeApr 5, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Harre Elizabeth Cauble · Presidentcontrolsince 04/2007 · owns 50% to 75%
- Beyerstedt Peter Harre · Chief Investment Officer & Chief Compliance Officercontrolsince 04/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 416 to 432Jan 8, 2026 to Mar 20, 2026
- Corporate clients · 3 to 2Jan 8, 2026 to Mar 20, 2026
- HNW clients · 70 to 65Jan 8, 2026 to Mar 20, 2026
- Individual clients · 58 to 39Jan 8, 2026 to Mar 20, 2026
- Assets in custody · $63.9M to $86.4MJan 8, 2026 to Mar 20, 2026
- Discretionary RAUM · $255M to $301MJan 8, 2026 to Mar 20, 2026
- HNW RAUM · $226M to $278MJan 8, 2026 to Mar 20, 2026
- Individual RAUM · $22.8M to $18.5MJan 8, 2026 to Mar 20, 2026
- RAUM · $255M to $301MJan 8, 2026 to Mar 20, 2026
- Accounts · 433 to 416Nov 20, 2024 to Apr 23, 2025
- Advisory employees · 3 to 4Nov 20, 2024 to Apr 23, 2025
- HNW clients · 62 to 70Nov 20, 2024 to Apr 23, 2025
- Individual clients · 61 to 58Nov 20, 2024 to Apr 23, 2025
- Assets in custody · $54.0M to $63.9MNov 20, 2024 to Apr 23, 2025
- Employees · 3 to 4Nov 20, 2024 to Apr 23, 2025
- Financial planning clients · 26-50 to 26-50Nov 20, 2024 to Apr 23, 2025
- State-registered IARs · 3 to 4Nov 20, 2024 to Apr 23, 2025
- Discretionary RAUM · $237M to $255MNov 20, 2024 to Apr 23, 2025
- HNW RAUM · $205M to $226MNov 20, 2024 to Apr 23, 2025
- Individual RAUM · $25.8M to $22.8MNov 20, 2024 to Apr 23, 2025
- RAUM · $237M to $255MNov 20, 2024 to Apr 23, 2025
- Accounts · 421 to 433Mar 2, 2023 to Feb 2, 2024
- Corporate clients · 2 to 3Mar 2, 2023 to Feb 2, 2024
- HNW clients · 55 to 62Mar 2, 2023 to Feb 2, 2024
- Individual clients · 56 to 61Mar 2, 2023 to Feb 2, 2024
- Assets in custody · $66.8M to $54.0MMar 2, 2023 to Feb 2, 2024
- Discretionary RAUM · $218M to $237MMar 2, 2023 to Feb 2, 2024
- HNW RAUM · $188M to $205MMar 2, 2023 to Feb 2, 2024
- Individual RAUM · $24.4M to $25.8MMar 2, 2023 to Feb 2, 2024
- RAUM · $218M to $237MMar 2, 2023 to Feb 2, 2024
- Accounts · 408 to 421Jan 3, 2023 to Mar 2, 2023
- HNW clients · 69 to 55Jan 3, 2023 to Mar 2, 2023
- Individual clients · 50 to 56Jan 3, 2023 to Mar 2, 2023
- Assets in custody · $75.8M to $66.8MJan 3, 2023 to Mar 2, 2023
- Discretionary RAUM · $240M to $218MJan 3, 2023 to Mar 2, 2023
- HNW RAUM · $210M to $188MJan 3, 2023 to Mar 2, 2023
- Individual RAUM · $24.6M to $24.4MJan 3, 2023 to Mar 2, 2023
- RAUM · $240M to $218MJan 3, 2023 to Mar 2, 2023
- Accounts · 389 to 408Mar 17, 2021 to Mar 30, 2022
- HNW clients · 66 to 69Mar 17, 2021 to Mar 30, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-576-1112reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/chfwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- chfwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-576-1112reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026