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Reading the graph
Advisor at MORGAN STANLEY
Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 5, 2023 | n/a | yes | Beverly Hills, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jan 12, 2011 | May 24, 2023 | no | SAN FRANCISCO, CA|LOS ANGELES, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 8, 2010 | Jul 21, 2010 | no | WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | MORGAN STANLEY | May 24, 2023 | May 5, 2023 | -19 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jul 21, 2010 | Jan 12, 2011 | 175 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:149777:CA:2023-05-19 | May 24, 2023 | May 5, 2023 | LOS ANGELES, CA | Firm change |