B•••••• E• F•••

Advisor at R•••••••• S•••••••

Lincoln, MA | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• S•••••••	Independent wealth	Dec 9, 2022	n/a	yes	Lincoln, MA\|SAN FRANCISCO, CA	Current employment
V•••• C••••••• L••	Former SEC adviser	Jul 30, 2007	Dec 20, 2022	no	CONCORD, MA\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• C••••••• L••	R•••••••• S•••••••	Dec 20, 2022	Dec 9, 2022	-11	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
131751:289977:MA:2022-12-20	Dec 20, 2022	Dec 9, 2022	WALTHAM, MA	Firm change

Relationships

Registered with (2)

→ R•••••••• S•••••••Registered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ V•••• C••••••• L••Registered adviserregistration: previous registration
Jul 30, 2007 to Dec 20, 2022factForm ADV

Dated events

Order

Occurred
20 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.