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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Jordan Albert Quinn

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96ca302b-ac46-a568-ff16-657da35ca7b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 9
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 25, 2013
First registration: Jul 30, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6112758

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	n/a	yes	CENTENNIAL, CO\|Greenwood Village, CO\|CENTENNIAL, CO\|SALIDA, CO\|GUNNISON, CO\|EVERGREEN, CO\|CENTENNIAL, CO\|BRECKENRIDGE, CO\|CRESTED BUTTE, CO\|THORNTON, CO\|FRASER, CO\|DENVER, CO\|CONIFER, CO\|FRISCO, CO\|TRINIDAD, CO\|STEAMBOAT SPRINGS, CO	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 2, 2018	Jul 25, 2023	no	DENVER, CO\|DENVER, CO\|THORNTON, CO\|CENTENNIAL, CO\|CENTENNIAL, CO\|DENVER, CO\|OMAHA, NE	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jul 30, 2018	Nov 15, 2018	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 25, 2023	Jul 19, 2023	-6	Bulk transfer	Ibd to ibd
PERSONAL CAPITAL ADVISORS CORPORATION	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Nov 15, 2018	Nov 2, 2018	-13	Firm change	RIA to ibd

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 2, 2018 to Jul 25, 2023factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jul 30, 2018 to Nov 15, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96ca302b-ac46-a568-ff16-657da35ca7b5
First observed: Jul 30, 2018
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Jordan Albert Quinn

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96ca302b-ac46-a568-ff16-657da35ca7b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jul 19, 2023

n/a

yes

Current employment

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Former SEC adviser

Nov 2, 2018

Jul 25, 2023

Previous registration

PERSONAL CAPITAL ADVISORS CORPORATION

Former SEC adviser

Jul 30, 2018

Nov 15, 2018

DENVER, CO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

LPL FINANCIAL LLC

Jul 25, 2023

Jul 19, 2023

-6

Bulk transfer

Ibd to ibd

PERSONAL CAPITAL ADVISORS CORPORATION

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Nov 15, 2018

Nov 2, 2018

-13

Firm change

RIA to ibd