DFX Intelligence

N••••••• J••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

N••••••• J••• A•••••••

Advisor at L•• F•••••••• L••

EAGAN, MN

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Search this name across graphsid dfx:ria:96d19c54-6e5b-40a0-2f84-605ddc27189d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 30, 2025	n/a	yes	EAGAN, MN	Current employment
3•• F••••••••	Independent wealth	Jan 17, 2019	Mar 29, 2023	no	WAYZATA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
3•• F••••••••	L•• F•••••••• L••	Mar 29, 2023	Apr 30, 2025	763	Firm change after gap	RIA to ibd
C••••••••• W••••• A•••••••• L••	3•• F••••••••	Dec 14, 2018	Jan 17, 2019

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 30, 2025 to presentfactForm ADV
→ 3•• F••••••••Registered adviserregistration: previous registration
Jan 17, 2019 to Mar 29, 2023factForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 10, 2014 to Dec 14, 2018factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Mar 29, 2023
Advisor changed firm
N••••••• J••• A••••••• left 3•• F•••••••• for L•• F•••••••• L•• (registered 2025-04-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96d19c54-6e5b-40a0-2f84-605ddc27189d
First observed: Jun 27, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.