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RIA / WealthAdvisorCertified Financial Planner14 years in industry

Cole Albert Sigurd Walton

Advisor at PATHSTONE

ENGLEWOOD, NJ | BELLEVUE, WA

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Search this name across graphsid dfx:ria:96d6ca96-4a88-d4ee-3d51-bd6ef6034ce0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 17, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: May 24, 2018
First registration: May 17, 2019
Dual registered: no
IAPD individual key: 7119257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	May 1, 2025	n/a	yes	BELLEVUE, WA\|ENGLEWOOD, NJ	Current employment
FREESTONE CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 30, 2021	Jan 31, 2025	no	SEATTLE, WA	Previous registration
Pathstone	Independent wealth	Oct 21, 2020	Aug 27, 2021	no	BELLEVUE, WA\|ENGLEWOOD, NJ	Previous registration
CORNERSTONE ADVISORS INC	Former SEC adviser	May 17, 2019	Sep 30, 2020	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREESTONE CAPITAL MANAGEMENT, LLC	Pathstone	Jan 31, 2025	May 1, 2025	90	Firm change	RIA to RIA
Pathstone	FREESTONE CAPITAL MANAGEMENT, LLC	Aug 27, 2021	Aug 30, 2021	3	Firm change	RIA to RIA
CORNERSTONE ADVISORS INC	Pathstone	Sep 30, 2020	Oct 21, 2020	21	Bulk transfer	RIA to RIA

Relationships

Registered with (3)

→ PATHSTONERegistered adviserregistration: previous registration
Oct 21, 2020 to Aug 27, 2021factForm ADV
→ FREESTONE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 30, 2021 to Jan 31, 2025factForm ADV
→ CORNERSTONE ADVISORS INCRegistered adviserregistration: previous registration
May 17, 2019 to Sep 30, 2020factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
Cole Albert Sigurd Walton left Freestone Capital Management, Llc for Pathstone (registered 2025-05-01)
Form ADVobserved 5 days ago