DFX Intelligence

N••••••• E••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

N••••••• E••••• G•••

Advisor at S•• F•••••••• A•••••••

WINONA LAKE, IN | FORT WAYNE, IN

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Search this name across graphsid dfx:ria:96dc56a9-5252-1fc3-bdb8-2cc972167695

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F•••••••• A•••••••	Independent wealth	Feb 8, 2013	n/a	yes	WINONA LAKE, IN\|FORT WAYNE, IN	Current employment
O•••• F•• I•••	Former SEC adviser	Dec 1, 1998	Sep 25, 2012	no	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	S•• F•••••••• A•••••••	Sep 25, 2012	Feb 8, 2013	136	Firm change	Other

Relationships

Registered with (2)

→ S•• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 8, 2013 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 1, 1998 to Sep 25, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96dc56a9-5252-1fc3-bdb8-2cc972167695
First observed: Dec 1, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.