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S•• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S•• F•••••••• A•••••••

SYM FINANCIAL CORPORATION, CRD 107517

WINONA LAKE, IN

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Search this name across graphsid dfx:ria:15f78f2d-046d-61f5-8872-3db2d39b2482

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 6
On other graphs: 1
Observed: Mar 19, 2012 to Mar 31, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•• F•••••••• A•••••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.0 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.8BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1B
Private client RAUM: $3.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 33
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 33

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• W•••••• Y•••••	n/a	WINONA LAKE, IN	27	29	n/a	no
J••••••• P• H••••••	n/a	IND••••POLIS, IN	24

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• R•••••• S••••	President	B	yes	05/2010	Mar 31, 2026	Mar 31, 2026
P••••••••• A•••••• L••	CHIEF INVESTMENT OFFICER	A	yes	10/2016	Mar 31, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT WAYNE	In	United States	16	no
Midland	Mi	United States	10	no
IND••••POLIS	In	United States	4	no
Mishawaka	In	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	3.0%	0	0	0	4	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.8B	$4.9B	19.1%	$3.3B	20.4%	84	74	5	4

Relationships

Registered with (41)

← BRYAN S•••••• AANDERUDAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← Tyler Daniel SnoverAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Adam Robert CashAdvisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← Janae D O'Rourke

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 9, 2025
Advisor changed firm
Sammuel Heath Simcoe left S•• F•••••••• A••••••• for Empower Advisory Group, Llc (registered 2026-06-24)
Form ADVobserved 7 days ago
Occurred
Jun 21, 2024
Advisor changed firm
M••••••• Clayton Kennedy left S•• F•••••••• A••••••• for Mariner (registered 2024-06-28)
Form ADVobserved 7 days ago
Occurred
Apr 3, 2024
Advisor changed firm
Sydney Nicole Cale left S•• F•••••••• A••••••• for Mariner (registered 2024-04-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15f78f2d-046d-61f5-8872-3db2d39b2482
First observed: Mar 19, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$5.8B	$5.1B	84	49	5	n/a	n/a
2024	Mar 31, 2025	$4.9B	$4.2B	74	41	4	n/a	n/a
2023	Mar 26, 2024	$4.1B	$3.4B	75	44	4	n/a	n/a
2022	Mar 24, 2023	$3.3B	$2.8B	67	40	4	n/a	n/a
2021	Mar 25, 2022	$3.7B	$3.1B	62	36	4	n/a	n/a
2020	Mar 26, 2021	$3.1B	$2.5B	58	40	4	n/a	n/a
2019	Mar 30, 2020	$2.7B	$2.2B	57	38	4	n/a	n/a
2018	Mar 27, 2019	$2.3B	$1.4B	55	36	4	n/a	n/a
2017	Mar 28, 2018	$2.4B	$1.4B	49	31	4	n/a	n/a
2016	Mar 31, 2017	$2.0B	$1.2B	42	19	n/a	n/a	n/a
2015	Mar 30, 2016	$1.7B	$1.5B	42	21	n/a	n/a	n/a
2014	Mar 5, 2015	$1.7B	$1.4B	38	20	n/a	n/a	n/a
2013	Mar 11, 2014	$1.5B	$1.2B	37	20	n/a	n/a	n/a
2012	Mar 6, 2013	$1.1B	$924M	32	16	n/a	n/a	n/a
2011	Mar 19, 2012	$864M	$700M	n/a	n/a	n/a	n/a	n/a