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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DREAM LYN OBRIEN

Advisor at LPL FINANCIAL LLC

DICKINSON, ND

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Search this name across graphsid dfx:ria:96deb382-c5bd-a1d9-8cb6-7f9e9573bfd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 29, 2003
First registration: Dec 10, 2003
Dual registered: yes, broker-dealer
Other names: DREAM LYN REDMOND|DREAM L OBRIEN
IAPD individual key: 2696047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	DICKINSON, ND	Current employment
ICA GROUP WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 6, 2021	Sep 23, 2024	no	DENVER, CO\|Dickinson, ND	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jul 21, 2008	Nov 29, 2017	no	NEW ENGLAND, ND\|DICKINSON, ND\|KILLDEER, ND\|BELFIELD, ND	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Dec 10, 2003	Jul 8, 2008	no	DICKINSON, ND\|DICKINSON, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ICA GROUP WEALTH MANAGEMENT, LLC	n/a	Sep 23, 2024	n/a	n/a	Departure no registered destination	Departure
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	INVESTMENT CENTERS OF AMERICA, INC.	Jul 8, 2008	Jul 21, 2008	13	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ ICA GROUP WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 6, 2021 to Sep 23, 2024factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jul 21, 2008 to Nov 29, 2017factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 10, 2003 to Jul 8, 2008factForm ADV

Dated events

Occurred
Sep 23, 2024
Advisor departed, no destination yet
Dream Lyn Obrien no longer registered at Ica Group Wealth Management, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago