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Advisor at OSAIC ADVISORY SERVICES, LLC
ATLANTA, GA | Greensboro, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 1, 2019 | n/a | yes | Greensboro, NC|ATLANTA, GA | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 20, 2016 | Sep 30, 2019 | no | GREENSBORO, NC | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 21, 2006 | Sep 22, 2016 | no | GREENSBORO, NC | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Dec 31, 2001 | Aug 24, 2006 | no | GREENSBORO, NC|GREENSBORO, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | OSAIC ADVISORY SERVICES, LLC | Sep 30, 2019 | Oct 1, 2019 | 1 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 20, 2016 | -155 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | NFP ADVISOR SERVICES, LLC | Aug 24, 2006 | Aug 21, 2006 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:171070:NC:2019-09-30 | Sep 30, 2019 | Oct 1, 2019 | GREENSBORO, NC | Firm change |