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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Bismarck, ND | Brandon, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 8, 2019 | n/a | yes | Bismarck, ND|Bismarck, ND|Brandon, MN | Current employment |
| KINGSVIEW WEALTH MANAGEMENT, LLC | Independent wealth | Apr 16, 2019 | May 8, 2019 | no | BISMARCK, ND|GRANTS PASS, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Apr 11, 2019 | no | SIOUX FALLS, SD|MOORHEAD, MN|WAHPETON, ND|MOORHEAD, MN|MANDAN, ND|DICKINSON, ND|JAMESTOWN, ND|BISMARCK, ND|BISMARCK, ND|BOWMAN, ND|BISMARCK, ND|BRANDON, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 9, 2002 | Jan 3, 2011 | no | MOORHEAD, MN|WAHPETON, ND|MOORHEAD, MN|WAHPETON, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KINGSVIEW WEALTH MANAGEMENT, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 8, 2019 | May 8, 2019 | 0 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | KINGSVIEW WEALTH MANAGEMENT, LLC | Apr 11, 2019 | Apr 16, 2019 | 5 | Firm change | Wirehouse to RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |