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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

Meg Michelle Speece

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

Wilmington, NC | WILMINGTON, NC

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Search this name across graphsid dfx:ria:96e40648-9584-dbed-051d-9be27f630255

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 19, 2000
First registration: Sep 20, 2001
Dual registered: yes, broker-dealer
Other names: MEG MICHELLE SPEECE|MEG MICHELLE SPEECE|MEG MICHELLE GEORGE|MEG M GEORGE
IAPD individual key: 3252241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 4, 2020	n/a	yes	Wilmington, NC\|WILMINGTON, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 14, 2012	Jun 5, 2020	no	WILMINGTON, NC	Previous registration
OLD NORTH STATE WEALTH MANAGEMENT, LLC	Independent wealth	May 26, 2009	Jul 23, 2012	no	WILMINGTON, NC	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Nov 20, 2002	Oct 2, 2008	no	LAKE OSWEGO, OR\|PORTLAND, OR	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 20, 2001	Aug 28, 2002	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 5, 2020	Jun 4, 2020	-1	Firm change	Wirehouse to ibd
OLD NORTH STATE WEALTH MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 23, 2012	Aug 14, 2012	22	Firm change	Other
D.A. DAVIDSON & CO.	OLD NORTH STATE WEALTH MANAGEMENT, LLC	Oct 2, 2008	May 26, 2009	236	Firm change	Other
UBS FINANCIAL SERVICES INC.	D.A. DAVIDSON & CO.	Aug 28, 2002	Nov 20, 2002	84	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:793:NC:2020-06-05	Jun 5, 2020	Jun 4, 2020	WILMINGTON, NC	Firm change

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jun 4, 2020 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 14, 2012 to Jun 5, 2020factForm ADV
→ OLD NORTH STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 26, 2009 to Jul 23, 2012factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 20, 2002 to Oct 2, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 20, 2001 to Aug 28, 2002factForm ADV

Dated events

No dated event names this entity yet.