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RIA / WealthAdvisorCertified Financial Planner28 years in industry

CAROL EARLYWINE JOHNSON

Advisor at OAK SPRINGS WEALTH MANAGEMENT, LLC

Knoxville, TN | KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96e52004-057e-0b12-96d0-50435fc0ba9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 6, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Carol Earlywine Johnson

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAK SPRINGS WEALTH MANAGEMENT, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 5, 1997
First registration: Oct 6, 2009
Dual registered: no
IAPD individual key: 2664717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAK SPRINGS WEALTH MANAGEMENT, LLC	Former SEC adviser	Aug 13, 2012	n/a	yes	Knoxville, TN\|KNOXVILLE, TN	Current employment
BPV CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 6, 2009	Sep 5, 2012	no	KNOXVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BPV CAPITAL MANAGEMENT, LLC	OAK SPRINGS WEALTH MANAGEMENT, LLC	Sep 5, 2012	Aug 13, 2012	-23	Firm change	Other

Relationships

Registered with (2)

→ OAK SPRINGS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 13, 2012 to presentfactForm ADV
→ BPV CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 6, 2009 to Sep 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96e52004-057e-0b12-96d0-50435fc0ba9d
First observed: Oct 6, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAROL EARLYWINE JOHNSON

Advisor at OAK SPRINGS WEALTH MANAGEMENT, LLC

Knoxville, TN | KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96e52004-057e-0b12-96d0-50435fc0ba9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OAK SPRINGS WEALTH MANAGEMENT, LLC

Former SEC adviser

Aug 13, 2012

n/a

yes

Knoxville, TN|KNOXVILLE, TN

Current employment

BPV CAPITAL MANAGEMENT, LLC

Former SEC adviser

Oct 6, 2009

Sep 5, 2012

KNOXVILLE, TN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BPV CAPITAL MANAGEMENT, LLC

OAK SPRINGS WEALTH MANAGEMENT, LLC

Sep 5, 2012

Aug 13, 2012

-23

Firm change

Other