This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ST BERNARD ASSET MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1987earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

10derivedfrom the current registration's begin date

Current registrations

3

Registered states

10

Exams

S63|S65

First exam

Dec 8, 1989

Dual registered

yes, broker-dealer

IAPD individual key

2000976

Graph

RIA / Wealth Management

Canonical id

dfx:ria:96ea41af-0382-b642-400d-e47ac3d94466

First observed

Oct 1, 1987

Last observed

Sep 18, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.