DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GREENLEAF FINANCIAL NETWORK, LLC
Springfield, MO | LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREENLEAF FINANCIAL NETWORK, LLC | Independent wealth | May 1, 2020 | n/a | yes | Springfield, MO|LEAWOOD, KS | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 16, 2020 | Apr 28, 2020 | no | Springfield, MO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 16, 2020 | Apr 28, 2020 | no | SPRINGFIELD, MO | Previous registration |
| GREENLEAF FINANCIAL NETWORK, LLC | Independent wealth | May 31, 2018 | Jan 14, 2020 | no | Springfield, MO|SPRINGFIELD, MO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 21, 2017 | Jun 1, 2018 | no | Springfield, MO | Previous registration |
| GREENLEAF FINANCIAL NETWORK, LLC | Independent wealth | Jun 28, 2017 | Aug 7, 2017 | no | SPRINGFIELD, MO | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 26, 2015 | Jun 21, 2017 | no | COLUMBIA, MO|SPRINGFIELD, MO | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Jan 23, 2015 | Mar 2, 2015 | no | PALM BEACH GARDENS, FL|SAINT PETERS, MO|Springfield, MO|PALM BEACH GARDENS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | GREENLEAF FINANCIAL NETWORK, LLC | Apr 28, 2020 | May 1, 2020 | 3 | Firm change | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Apr 28, 2020 | Jan 16, 2020 | -103 | Firm change after gap | Other |
| GREENLEAF FINANCIAL NETWORK, LLC | TD AMERITRADE, INC. | Jan 14, 2020 | Jan 16, 2020 | 2 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | GREENLEAF FINANCIAL NETWORK, LLC | Jun 1, 2018 | May 31, 2018 | -1 | Firm change | Ibd to RIA |
| GREENLEAF FINANCIAL NETWORK, LLC | MML INVESTORS SERVICES, LLC | Aug 7, 2017 | Sep 21, 2017 | 45 | Firm change | Other |
| WADDELL & REED | GREENLEAF FINANCIAL NETWORK, LLC | Jun 21, 2017 | Jun 28, 2017 | 7 | Firm change | Other |
| MONEY CONCEPTS ADVISORY SERVICE | WADDELL & REED | Mar 2, 2015 | Feb 26, 2015 | -4 | Firm change | Other |