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Advisor at FIFTH THIRD SECURITIES, INC.
Niles, IL | NILES, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 4, 2025 | n/a | yes | NILES, IL|NILES, IL|Niles, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 2022 | Feb 14, 2025 | no | NORTHBROOK, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 6, 2018 | Oct 15, 2022 | no | NILES, IL|GLENVIEW, IL|NORTHBROOK, IL|NORTHBROOK, IL|NORTHBROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIFTH THIRD SECURITIES, INC. | Feb 14, 2025 | Jun 4, 2025 | 110 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 15, 2022 | Oct 14, 2022 | -1 | Firm change | Wirehouse to wirehouse |