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Advisor at FROST INVESTMENT SERVICES
HOUSTON, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jan 27, 2022 | n/a | yes | SAN ANTONIO, TX|HOUSTON, TX | Current employment |
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jun 17, 2017 | Dec 31, 2021 | no | HOUSTON, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 22, 2008 | Oct 24, 2008 | no | AUSTIN, TX|SAN DIEGO, CA | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Aug 27, 2007 | Jul 17, 2008 | no | CEDAR PARK, TX|CHARLOTTE, NC|CEDAR PARK, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 11, 2006 | Jun 14, 2007 | no | AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FROST INVESTMENT SERVICES | Oct 24, 2008 | Jun 17, 2017 | 3,158 | Firm change after gap | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Jul 17, 2008 | Feb 22, 2008 | -146 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | UVEST FINANCIAL SERVICES GROUP, INC. | Jun 14, 2007 | Aug 27, 2007 | 74 | Firm change | Other |