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Advisor at MAIN STREET INVESTMENT ADVISORS, LLC
NORTHBROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET INVESTMENT ADVISORS, LLC | Independent wealth | Oct 30, 2017 | n/a | yes | NORTHBROOK, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 9, 2015 | Oct 17, 2017 | no | Chicago, IL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Sep 19, 2007 | Feb 4, 2015 | no | NORTHBROOK, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MAIN STREET INVESTMENT ADVISORS, LLC | Oct 17, 2017 | Oct 30, 2017 | 13 | Firm change | Wirehouse to RIA |
| CREDIT SUISSE SECURITIES (USA) LLC | MORGAN STANLEY | Feb 4, 2015 | Jan 9, 2015 | -26 | Firm change | Other |