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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LIGHTHOUSE FINANCIAL ADVISORS, INC.

CRD 121496

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97011437-ebbe-50f6-99c4-b645ee1e1a02

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Jun 27, 2013 to Mar 9, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $305M
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $278Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,475
Individual clients: 221
High net worth clients: 208
SEC number: 801-78290
CRD: 121496
Filings on the tape: 26
First filed: Jun 27, 2013
Latest filed: Mar 9, 2026
Organised: Corporation, NJ
Website: lfadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRENNAN GULI	n/a	RED BANK, NJ	5	17	2	no
Steven Tyson	Certified Financial Planner	RED BANK, NJ	4	13	n/a	no
ROBERT BARRY WALSH	Certified Financial Planner	RED BANK, NJ	3	27	1	no
LOUIS JOSEPH RETTINO	n/a	RED BANK, NJ	0	23	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GULI, BRENNAN	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	C	yes	01/2014	Mar 9, 2026	Mar 9, 2026
WALSH, ROBERT, BARRY	President	D	yes	05/1999	Mar 9, 2026	Mar 9, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$1.1B	$305M	9	7	1	n/a	n/a
2024	Mar 29, 2025	$869M	$320M	9	6	0	n/a	n/a
2023	Mar 18, 2024	$714M	$203M	9	5	0	n/a	n/a
2022	Feb 1, 2023	$567M	$119M	8	5	0	n/a	n/a
2021	Mar 15, 2022	$615M	$91.3M	8	5	0	n/a	n/a
2020	Mar 16, 2021	$510M	$59.0M	8	5	0	n/a	n/a
2019	Mar 25, 2020	$399M	$25.2M	10	6	0	n/a	n/a
2018	Mar 25, 2019	$313M	$7.9M	10	6	0	n/a	n/a
2017	Feb 24, 2018	$310M	$2.7M	9	5	0	n/a	n/a
2016	Mar 24, 2017	$244M	$2.3M	7	3	n/a	n/a	n/a
2015	Mar 24, 2016	$232M	$527,985	7	3	n/a	n/a	n/a
2014	Feb 14, 2015	$227M	$1.2M	6	3	n/a	n/a	n/a
2013	Mar 1, 2014	$298M	$594,168	9	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$869M	28.2%	$567M	25.2%	9	9	1	0

Relationships

Registered with (9)

← LOUIS JOSEPH RETTINOAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← ROBERT BARRY WALSHAdvisorregistration: previous registration
Jun 24, 2002 to Dec 31, 2020factForm ADV
← Steven TysonAdvisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV
← BRENNAN GULIAdvisorregistration: previous registration
Jun 24, 2013 to Dec 31, 2020factForm ADV
← OLEKSANDR VETOSHKOAdvisorregistration: previous registration
Apr 16, 2024 to Jul 31, 2026factForm ADV
← LUCAS RYAN CAREYAdvisorregistration: previous registration
Oct 12, 2010 to Dec 31, 2020factForm ADV
← DENNIS DELANEY MCNAMARAAdvisorregistration: previous registration
Apr 4, 2017 to May 10, 2019factForm ADV
← KEVIN RICHARD TALTYAdvisorregistration: previous registration
Aug 22, 2017 to Jun 4, 2018factForm ADV
← FRANK THOMAS CORRADOAdvisorregistration: previous registration
Mar 13, 2013 to Jul 1, 2014factForm ADV

Controls (2)

← WALSH, ROBERT, BARRYOwnerPRESIDENT, ownership code D, individual
Jun 27, 2013 to Oct 15, 2024factForm ADV
← GULI, BRENNANOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER, ownership code C, individual
Mar 1, 2014 to Oct 15, 2024factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
Oleksandr Vetoshko left Lighthouse Financial Advisors, Inc. for Vetoshko Wealth Management (registered 2026-08-11)
Form ADVobserved 6 days ago
Occurred
Mar 9, 2026
Regulatory AUM changed
Lighthouse Financial Advisors, Inc. reported RAUM $1.1B, up 28% from $869.2M (2025-03-29 to 2026-03-09)
Form ADVobserved 6 days ago
$245M
Occurred
Mar 18, 2024
Regulatory AUM changed
Lighthouse Financial Advisors, Inc. reported RAUM $713.8M, up 26% from $567.4M (2023-02-03 to 2024-03-18)
Form ADVobserved 6 days ago
$146M
Occurred
Mar 16, 2021
Regulatory AUM changed
Lighthouse Financial Advisors, Inc. reported RAUM $509.8M, up 28% from $399.2M (2021-01-22 to 2021-03-16)
Form ADVobserved 6 days ago
$111M
Occurred
Jun 27, 2013
First Form ADV filing
Lighthouse Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97011437-ebbe-50f6-99c4-b645ee1e1a02
First observed: Jun 27, 2013
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIGHTHOUSE FINANCIAL ADVISORS, INC.

CRD 121496

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97011437-ebbe-50f6-99c4-b645ee1e1a02

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRENNAN GULI

n/a

RED BANK, NJ

Steven Tyson

Certified Financial Planner

RED BANK, NJ

n/a

ROBERT BARRY WALSH

Certified Financial Planner

RED BANK, NJ

LOUIS JOSEPH RETTINO

n/a

RED BANK, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GULI, BRENNAN

CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER

yes

01/2014

Mar 9, 2026

WALSH, ROBERT, BARRY

President

yes

05/1999

Mar 9, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$1.1B

$305M

n/a

2024

Mar 29, 2025

$869M

$320M

n/a

2023

Mar 18, 2024

$714M

$203M

n/a

2022

Feb 1, 2023

$567M

$119M

n/a

2021

Mar 15, 2022

$615M

$91.3M

n/a

2020

Mar 16, 2021

$510M

$59.0M

n/a

2019

Mar 25, 2020

$399M

$25.2M

n/a

2018

Mar 25, 2019

$313M

$7.9M

n/a

2017

Feb 24, 2018

$310M

$2.7M

n/a

2016

Mar 24, 2017

$244M

$2.3M

n/a

2015

Mar 24, 2016

$232M

$527,985

n/a

2014

Feb 14, 2015

$227M

$1.2M

n/a

2013

Mar 1, 2014

$298M

$594,168

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$869M

28.2%

$567M

25.2%